-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U7tTG9b9vX4a2RlXwCA9yvRj2EGZ7zGADPQ+gAjiGzlKU9aO10jNNIxITVayM0iz oXR8Y3SUVruNTKn4BfWorw== 0001126328-07-000437.txt : 20071211 0001126328-07-000437.hdr.sgml : 20071211 20071211175546 ACCESSION NUMBER: 0001126328-07-000437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071207 FILED AS OF DATE: 20071211 DATE AS OF CHANGE: 20071211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vaughan Therese M CENTRAL INDEX KEY: 0001332615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 071299939 BUSINESS ADDRESS: BUSINESS PHONE: 914-468-8009 MAIL ADDRESS: STREET 1: C/O ENDURANCE SERVICES LIMITED STREET 2: 333 WESTCHESTER AVE. CITY: WHITE PLAINS STATE: NY ZIP: 10604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-07 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001332615 Vaughan Therese M 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2007-12-07 4 A 0 49 0 A 3642 D Phantom Stock Units 2007-12-07 4 A 0 .3 67.76 A Common Stock .3 21.3 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2007-12-11 -----END PRIVACY-ENHANCED MESSAGE-----