-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GNAtD+iXvx3VYLao8O3C6ipEneqa0VpAUzq8EAAytC6xE5/aVSACMKzh+hEzUsgc gFPvFSrzglpVXjLKOhh0hA== 0001126328-07-000412.txt : 20071205 0001126328-07-000412.hdr.sgml : 20071205 20071205163832 ACCESSION NUMBER: 0001126328-07-000412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071203 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISWELL J BARRY CENTRAL INDEX KEY: 0001166853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 071287062 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-03 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166853 GRISWELL J BARRY 711 HIGH STREET DES MOINES IA 50392 1 1 0 0 Chairman and CEO Common Stock 2007-12-03 4 S 0 1400 63.85 A 281024 D Common Stock 2007-12-03 4 S 0 400 63.86 D 280624 D Common Stock 2007-12-03 4 S 0 1200 63.87 D 279424 D Common Stock 2007-12-03 4 S 0 500 63.88 D 278924 D Common Stock 2007-12-03 4 S 0 900 63.89 D 278024 D Common Stock 2007-12-03 4 S 0 1400 63.90 D 276624 D Common Stock 2007-12-03 4 S 0 400 63.91 D 276224 D Common Stock 2007-12-03 4 S 0 2099 63.92 D 274125 D Common Stock 2007-12-03 4 S 0 1801 63.93 D 272324 D Common Stock 2007-12-03 4 S 0 1200 63.94 D 271124 D Common Stock 2007-12-03 4 S 0 2300 63.95 D 268824 D Common Stock 2007-12-03 4 S 0 1466 63.96 D 267358 D Common Stock 2007-12-03 4 S 0 3181 63.97 D 264177 D Common Stock 2007-12-03 4 S 0 1427 63.98 D 262750 D Common Stock 2007-12-03 4 S 0 619 63.99 D 262131 D Common Stock 2007-12-03 4 S 0 2500 64.00 D 259631 D Common Stock 2007-12-03 4 S 0 2200 64.01 D 257431 D Common Stock 2007-12-03 4 S 0 1042 64.02 D 256389 D Common Stock 2007-12-03 4 S 0 100 64.03 D 256289 D Common Stock 2007-12-03 4 S 0 700 64.04 D 255589 D Common Stock 2007-12-03 4 S 0 300 64.05 D 255289 D Common Stock 2007-12-03 4 S 0 705 64.06 D 254584 D Common Stock 2007-12-03 4 S 0 1095 64.07 D 253489 D Common Stock 2007-12-03 4 S 0 2000 64.08 D 251489 D Common Stock 2007-12-03 4 S 0 1600 64.09 D 249889 D Common Stock 2007-12-03 4 S 0 1800 64.10 D 248089 D Common Stock 2007-12-03 4 S 0 900 64.11 D 247189 D Common Stock 2007-12-03 4 S 0 100 64.12 D 247089 D Common Stock 2007-12-03 4 S 0 100 64.13 D 246989 D Common Stock 2007-12-03 4 S 0 600 64.15 D 246389 D Pursuant to a 10b5-1 plan adopted December 15, 2006, as amended on August 7, 2007. Includes 3,306 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. This is the second of five Form 4s filed by the reporting person on the same date. Joyce N. Hoffman, by Power of Attorney 2007-12-05 -----END PRIVACY-ENHANCED MESSAGE-----