-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTrQ7luCZYn/xJ2nu2C1TBwqp6+iXuYviXNrD6LBzZem9WWguUPKQI7SzyUp0dRC F3+5dYOpJSJMVAXs0IpTNw== 0001126328-07-000410.txt : 20071205 0001126328-07-000410.hdr.sgml : 20071205 20071205163714 ACCESSION NUMBER: 0001126328-07-000410 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071203 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISWELL J BARRY CENTRAL INDEX KEY: 0001166853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 071287046 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-03 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166853 GRISWELL J BARRY 711 HIGH STREET DES MOINES IA 50392 1 1 0 0 Chairman and CEO Common Stock 2007-12-03 4 M 0 139435 36.30 A 303224 D Common Stock 2007-12-03 4 S 0 700 63.51 D 302524 D Common Stock 2007-12-03 4 S 0 100 63.52 D 302424 D Common Stock 2007-12-03 4 S 0 400 63.53 D 302024 D Common Stock 2007-12-03 4 S 0 1100 63.54 D 300924 D Common Stock 2007-12-03 4 S 0 900 63.55 D 300024 D Common Stock 2007-12-03 4 S 0 400 63.56 D 299624 D Common Stock 2007-12-03 4 S 0 400 63.57 D 299224 D Common Stock 2007-12-03 4 S 0 500 63.58 D 298724 D Common Stock 2007-12-03 4 S 0 1400 63.59 D 297324 D Common Stock 2007-12-03 4 S 0 1100 63.60 D 296224 D Common Stock 2007-12-03 4 S 0 2400 63.61 D 293824 D Common Stock 2007-12-03 4 S 0 2200 63.62 D 291624 D Common Stock 2007-12-03 4 S 0 800 63.63 D 290824 D Common Stock 2007-12-03 4 S 0 400 63.64 D 290424 D Common Stock 2007-12-03 4 S 0 600 63.65 D 289824 D Common Stock 2007-12-03 4 S 0 400 63.67 D 289424 D Common Stock 2007-12-03 4 S 0 200 63.68 D 289224 D Common Stock 2007-12-03 4 S 0 400 63.69 D 288824 D Common Stock 2007-12-03 4 S 0 500 63.72 D 288324 D Common Stock 2007-12-03 4 S 0 200 63.73 D 288124 D Common Stock 2007-12-03 4 S 0 500 63.74 D 287624 D Common Stock 2007-12-03 4 S 0 600 63.77 D 287024 D Common Stock 2007-12-03 4 S 0 400 63.78 D 286624 D Common Stock 2007-12-03 4 S 0 300 63.79 D 286324 D Common Stock 2007-12-03 4 S 0 800 63.80 D 285524 D Common Stock 2007-12-03 4 S 0 1000 63.81 D 284524 D Common Stock 2007-12-03 4 S 0 800 63.82 D 283724 D Common Stock 2007-12-03 4 S 0 900 63.83 D 282824 D Common Stock 2007-12-03 4 S 0 400 63.84 D 282424 D Employee Stock Option (Right to Buy) 36.30 2007-12-03 4 M 0 139435 0 D 2014-02-24 Common Stock 139435 0 D Pursuant to a 10b5-1 plan adopted December 15, 2006, as amended on August 7, 2007. Includes 3,306 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vested in three equal annual installments beginning February 24, 2005. This is the first of five Form 4s filed by the reporting person on the same date. Joyce N. Hoffman, by Power of Attorney 2007-12-05 -----END PRIVACY-ENHANCED MESSAGE-----