-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V21P2ytAd3UKwH2MWLZM8EilK6L/SsTnWkAxiEBTb4uhBSEfTMN9e3cwI8ngSlzl lk0WTrP94LUjQXOimFbjbQ== 0001126328-07-000376.txt : 20071116 0001126328-07-000376.hdr.sgml : 20071116 20071116165636 ACCESSION NUMBER: 0001126328-07-000376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071115 FILED AS OF DATE: 20071116 DATE AS OF CHANGE: 20071116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHRANI ARJUN K CENTRAL INDEX KEY: 0001235474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 071253806 BUSINESS ADDRESS: STREET 1: 71 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-15 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001235474 MATHRANI ARJUN K 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2007-11-15 4 A 0 15 66.59 A Common Stock 15 8732.4 D Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2007-11-16 -----END PRIVACY-ENHANCED MESSAGE-----