-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0DENM7Noh6rsn2D+Myu6JY6bSYkQbWQcpnBeQRua9fRh83XRDbU6KLSEi34wFQ6 J1CFmFn6tXm15zmoBqYSAg== 0001126328-07-000336.txt : 20071017 0001126328-07-000336.hdr.sgml : 20071017 20071017083513 ACCESSION NUMBER: 0001126328-07-000336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071015 FILED AS OF DATE: 20071017 DATE AS OF CHANGE: 20071017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHRANI ARJUN K CENTRAL INDEX KEY: 0001235474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 071175377 BUSINESS ADDRESS: STREET 1: 71 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 503920300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-15 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001235474 MATHRANI ARJUN K 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2007-10-15 4 A 0 77.9 64.22 A Common Stock 77.9 8717.3 D Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Joyce N. Hoffman, by Power of Attorney 2007-10-17 -----END PRIVACY-ENHANCED MESSAGE-----