-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fwmha3OIu7ThJRMVPlMjcRrEuYc0sh55Za8Y7ADUswYwreHXOLFWjg2rcNS26F9p 10YIaDfXo8ptedLhID7G0w== 0001126328-07-000077.txt : 20070228 0001126328-07-000077.hdr.sgml : 20070228 20070228154928 ACCESSION NUMBER: 0001126328-07-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070226 FILED AS OF DATE: 20070228 DATE AS OF CHANGE: 20070228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCAUGHAN JAMES P CENTRAL INDEX KEY: 0001196954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 07657632 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-26 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001196954 MCCAUGHAN JAMES P 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - Global Asset Mgmt. Employee Stock Option (Right to Buy) 62.63 2007-02-26 4 A 0 48990 0 A 2017-02-26 Common Stock 48990 48990 D The option vests in three equal annual installments beginning February 26, 2008. Joyce N. Hoffman, by Power of Attorney 2007-02-28 -----END PRIVACY-ENHANCED MESSAGE-----