-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BBGualidEdj7L088z71zTQBgiGiR1yEVrZGnJ1rYV4aLrrg9PfjGmkuabiByhL8c e5auYRakKPvkgVE3jJSrTw== 0001126328-06-000350.txt : 20061107 0001126328-06-000350.hdr.sgml : 20061107 20061107141605 ACCESSION NUMBER: 0001126328-06-000350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061103 FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISWELL J BARRY CENTRAL INDEX KEY: 0001166853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 061193333 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-03 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166853 GRISWELL J BARRY 711 HIGH STREET DES MOINES IA 50392 1 1 0 0 Chairman and CEO Common Stock 2006-11-03 4 S 0 1300 56.09 A 221890 D Common Stock 2006-11-03 4 S 0 1400 56.10 D 220490 D Common Stock 2006-11-03 4 S 0 3052 56.11 D 217438 D Common Stock 2006-11-03 4 S 0 1400 56.12 D 216038 D Common Stock 2006-11-03 4 S 0 2300 56.13 D 213738 D Common Stock 2006-11-03 4 S 0 1800 56.14 D 211938 D Common Stock 2006-11-03 4 S 0 5000 56.15 D 206938 D Common Stock 2006-11-03 4 S 0 6000 56.16 D 200938 D Common Stock 2006-11-03 4 S 0 4500 56.17 D 196438 D Common Stock 2006-11-03 4 S 0 3800 56.18 D 192638 D Common Stock 2006-11-03 4 S 0 2434 56.19 D 190204 D Common Stock 2006-11-03 4 S 0 2000 56.20 D 188204 D Common Stock 2006-11-03 4 S 0 700 56.21 D 187504 D Common Stock 2006-11-03 4 S 0 500 56.22 D 187004 D Common Stock 2006-11-03 4 S 0 1500 56.23 D 185504 D Common Stock 2006-11-03 4 S 0 900 56.24 D 184604 D Common Stock 2006-11-03 4 S 0 1700 56.25 D 182904 D Common Stock 2006-11-03 4 S 0 400 56.26 D 182504 D Common Stock 2006-11-03 4 S 0 1000 56.27 D 181504 D Common Stock 2006-11-03 4 S 0 1700 56.28 D 179804 D Common Stock 2006-11-03 4 S 0 500 56.29 D 179304 D Common Stock 2006-11-03 4 S 0 500 56.31 D 178804 D Common Stock 2006-11-03 4 S 0 600 56.32 D 178204 D Common Stock 2006-11-03 4 S 0 200 56.36 D 178004 D Common Stock 2006-11-03 4 S 0 100 56.37 D 177904 D Common Stock 2006-11-03 4 S 0 100 56.38 D 177804 D Common Stock 2006-11-03 4 S 0 300 56.42 D 177504 D Common Stock 2006-11-03 4 S 0 100 56.43 D 177404 D Common Stock 2006-11-03 4 S 0 1100 56.46 D 176304 D Common Stock 2006-11-03 4 S 0 100 56.47 D 176204 D Pursuant to a 10b5-1 plan adopted February 20, 2006. Includes 2,845 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. This is the second of three Form 4s filed by the reporting person on the same date. Joyce N. Hoffman, by Power of Attorney 2006-11-07 -----END PRIVACY-ENHANCED MESSAGE-----