-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FmoG+rnuVlO+Xt4FcAhQ7bCTTOSyEe5O9DjmxgS9vyk4kt4T5tJGTOdyXFdcSOJj pYuTEQqKxC2RCDR2Z694Sg== 0001126328-06-000284.txt : 20060815 0001126328-06-000284.hdr.sgml : 20060815 20060815144548 ACCESSION NUMBER: 0001126328-06-000284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060811 FILED AS OF DATE: 20060815 DATE AS OF CHANGE: 20060815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERSIE MICHAEL H CENTRAL INDEX KEY: 0001166868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 061034771 BUSINESS ADDRESS: BUSINESS PHONE: 5152359417 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-08-11 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166868 GERSIE MICHAEL H 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Executive Vice President/CFO Common Stock 2006-08-11 4 M 0 28000 27.57 A 65305 D Common Stock 2006-08-11 4 S 0 800 53.37 D 64505 D Common Stock 2006-08-11 4 S 0 100 53.45 D 64405 D Common Stock 2006-08-11 4 S 0 200 53.46 D 64205 D Common Stock 2006-08-11 4 S 0 100 53.47 D 64105 D Common Stock 2006-08-11 4 S 0 500 53.48 D 63605 D Common Stock 2006-08-11 4 S 0 300 53.49 D 63305 D Common Stock 2006-08-11 4 S 0 500 53.50 D 62805 D Common Stock 2006-08-11 4 S 0 800 53.51 D 62005 D Common Stock 2006-08-11 4 S 0 4000 53.52 D 58005 D Common Stock 2006-08-11 4 S 0 1400 53.53 D 56605 D Common Stock 2006-08-11 4 S 0 800 53.54 D 55805 D Common Stock 2006-08-11 4 S 0 2500 53.55 D 53305 D Common Stock 2006-08-11 4 S 0 1500 53.56 D 51805 D Common Stock 2006-08-11 4 S 0 1200 53.57 D 50605 D Common Stock 2006-08-11 4 S 0 2600 53.58 D 48005 D Common Stock 2006-08-11 4 S 0 1600 53.59 D 46405 D Common Stock 2006-08-11 4 S 0 1600 53.60 D 44805 D Common Stock 2006-08-11 4 S 0 400 53.61 D 44405 D Common Stock 2006-08-11 4 S 0 1000 53.62 D 43405 D Common Stock 2006-08-11 4 S 0 500 53.64 D 42905 D Common Stock 2006-08-11 4 S 0 1000 53.65 D 41905 D Common Stock 2006-08-11 4 S 0 700 53.66 D 41205 D Common Stock 2006-08-11 4 S 0 200 53.69 D 41005 D Common Stock 2006-08-11 4 S 0 100 53.71 D 40905 D Common Stock 2006-08-11 4 S 0 600 53.74 D 40305 D Common Stock 2006-08-11 4 S 0 400 53.75 D 39905 D Common Stock 2006-08-11 4 S 0 1000 53.77 D 38905 D Common Stock 2006-08-11 4 S 0 1600 53.78 D 37305 D Common Stock 3453 I By Spouse Employee Stock Option (Right to Buy) 27.57 2006-08-11 4 M 0 28000 0 D 2013-02-25 Common Stock 28000 25620 D Pursuant to 10b5-1 plan adopted August 9, 2006. Includes 2,850 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Includes 1,701 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vested in three equal annual installments ending on February 25, 2006. This is the first of two Form 4s filed by the reporting person on the same date. Joyce N. Hoffman, by Power of Attorney 2006-08-15 -----END PRIVACY-ENHANCED MESSAGE-----