-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TV6n+FRxrXqXATjHr4Mem2Imk+ts5wz0q1ougzOWz6+fPZWfJVkylxY4mVKB6uoI jPIKivhafoSR6HRBC3Np3A== 0001126328-06-000261.txt : 20060801 0001126328-06-000261.hdr.sgml : 20060801 20060801092031 ACCESSION NUMBER: 0001126328-06-000261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060728 FILED AS OF DATE: 20060801 DATE AS OF CHANGE: 20060801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OKEEFE MARY A CENTRAL INDEX KEY: 0001166870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 06992731 BUSINESS ADDRESS: BUSINESS PHONE: 5152359417 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-07-28 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166870 OKEEFE MARY A 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr. VP & Chief Mktg. Off. Phantom Stock Units 2006-07-28 4 A 0 17.9 54.08 A Common Stock 17.9 426.7 D Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service. Michael H. Gersie, by Power of Attorney 2006-08-01 -----END PRIVACY-ENHANCED MESSAGE-----