-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLwRRHiSbVKfbL9DmeBf6RTRoa/99BYM4f3qV8iFKz5GIQpMgroQ2xYaaJvESYuc P/Wl1UXMPhz6FFcZg5wV7w== 0001126328-06-000222.txt : 20060605 0001126328-06-000222.hdr.sgml : 20060605 20060605172923 ACCESSION NUMBER: 0001126328-06-000222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060601 FILED AS OF DATE: 20060605 DATE AS OF CHANGE: 20060605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISWELL J BARRY CENTRAL INDEX KEY: 0001166853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 06887207 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-06-01 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166853 GRISWELL J BARRY 711 HIGH STREET DES MOINES IA 50392 1 1 0 0 Chairman and CEO Common Stock 2006-06-01 4 M 0 100000 27.57 A 240735 D Common Stock 2006-06-01 4 S 0 600 53.70 D 240135 D Common Stock 2006-06-01 4 S 0 11100 53.71 D 229035 D Common Stock 2006-06-01 4 S 0 200 53.72 D 228835 D Common Stock 2006-06-01 4 S 0 200 53.74 D 228635 D Common Stock 2006-06-01 4 S 0 5000 53.75 D 223635 D Common Stock 2006-06-01 4 S 0 4600 53.76 D 219035 D Common Stock 2006-06-01 4 S 0 1600 53.77 D 217435 D Common Stock 2006-06-01 4 S 0 1700 53.78 D 215735 D Common Stock 2006-06-01 4 S 0 600 53.79 D 215135 D Common Stock 2006-06-01 4 S 0 7100 53.80 D 208035 D Common Stock 2006-06-01 4 S 0 1400 53.81 D 206635 D Common Stock 2006-06-01 4 S 0 4700 53.82 D 201935 D Common Stock 2006-06-01 4 S 0 5100 53.83 D 196835 D Common Stock 2006-06-01 4 S 0 6600 53.84 D 190235 D Common Stock 2006-06-01 4 S 0 17900 53.85 D 172335 D Common Stock 2006-06-01 4 S 0 3500 53.86 D 168835 D Common Stock 2006-06-01 4 S 0 300 53.87 D 168535 D Common Stock 2006-06-01 4 S 0 2700 53.89 D 165835 D Common Stock 2006-06-01 4 S 0 500 53.90 D 165335 D Common Stock 2006-06-01 4 S 0 100 53.91 D 165235 D Common Stock 2006-06-01 4 S 0 1100 53.92 D 164135 D Common Stock 2006-06-01 4 S 0 800 53.93 D 163335 D Common Stock 2006-06-01 4 S 0 1200 53.94 D 162135 D Common Stock 2006-06-01 4 S 0 200 53.95 D 161935 D Common Stock 2006-06-01 4 S 0 100 53.96 D 161835 D Common Stock 2006-06-01 4 S 0 100 54.12 D 161735 D Common Stock 2006-06-01 4 S 0 300 54.13 D 161435 D Common Stock 2006-06-01 4 S 0 700 54.14 D 160735 D Common Stock 2006-06-01 4 S 0 200 54.15 D 160535 D Employee Stock Option (Right to Buy) 27.57 2006-06-01 4 M 0 100000 0 D 2013-02-25 Common Stock 100000 220555 D Pursuant to a 10b5-1 plan adopted February 20, 2006. Includes 2,845 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vested in three equal annual installments beginning February 25, 2004. This is the first of two Form 4s filed by the reporting person on the same date. Joyce N. Hoffman, by Power of Attorney 2006-06-05 -----END PRIVACY-ENHANCED MESSAGE-----