-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTZdNVHSiD72rdSTVl1Gzp+3dvpqKIPz0+DsnfpQeHhnh+kdfwc4cHghwvxGIaST wEgDZoDKbohAXXRkg54euA== 0001126328-06-000133.txt : 20060328 0001126328-06-000133.hdr.sgml : 20060328 20060328161159 ACCESSION NUMBER: 0001126328-06-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060324 FILED AS OF DATE: 20060328 DATE AS OF CHANGE: 20060328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEXTRAS INC CENTRAL INDEX KEY: 0001090403 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 522181356 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2275 RESEARCH BOULEVARD STREET 2: 7TH FLOOR CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3015482900 MAIL ADDRESS: STREET 1: 2275 RESEARCH BOULEVARD STREET 2: 7TH FLOOR CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINCIPAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000009712 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31014 FILM NUMBER: 06715219 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET STREET 2: C/O THE PRINCIPAL FINANCIAL GROUP CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 515-248-38 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 FORMER NAME: FORMER CONFORMED NAME: PRINCIPAL MUTUAL LIFE INSURANCE CO DATE OF NAME CHANGE: 19920929 FORMER NAME: FORMER CONFORMED NAME: BANKERS LIFE CO DATE OF NAME CHANGE: 19600201 FORMER NAME: FORMER CONFORMED NAME: BANKERS LIFE ASSOCIATION DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001094589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31014 FILM NUMBER: 06715220 BUSINESS ADDRESS: STREET 1: 711 HIGH ST CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31014 FILM NUMBER: 06715221 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINCIPAL HOLDING CO CENTRAL INDEX KEY: 0001126327 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31014 FILM NUMBER: 06715222 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-24 0001090403 HEALTHEXTRAS INC HLEX 0001126328 PRINCIPAL FINANCIAL GROUP INC 711 HIGH STREET DES MOINES IA 50392 0 0 1 0 0001094589 PRINCIPAL FINANCIAL SERVICES INC 711 HIGH STREET DES MOINES IA 50392 0 0 1 0 0000009712 PRINCIPAL LIFE INSURANCE CO 711 HIGH STREET DES MOINES IA 50392 0 0 1 0 0001126327 PRINCIPAL HOLDING CO 711 HIGH STREET DES MOINES IA 50392 0 0 1 0 Common Stock 2006-03-24 4 S 0 1500000 34.22 D 6477500 I By Subsidiary 5,677,500 of these shares are owned directly by Principal Holding Company, a wholly-owned subsidiary of Principal Life Insurance Company, a wholly-owned subsidiary of Principal Financial Services, Inc., a wholly-owned subsidiary of Principal Financial Group, Inc. The remaining 800,000 shares were contributed by Principal Holding Company to Final Sequel Newco, LLC, a Delaware limited liability company of which Principal Holding Company is a 50 percent owner. Principal Life Insurance Company, Principal Financial Services, Inc. and Principal Financial Group, Inc. are indirect beneficial owners of the reported securities. Joyce N. Hoffman, Senior Vice President and Corporate Secretary, Principal Financial Group 2006-03-28 EX-99 2 healthextrasexhibit.txt EXHIBIT 99 FORM 4 JOINT FILER INFORMATION Name: Principal Financial Services, Inc. Address: 711 High Street Des Moines, Iowa 50392 Designated Filer: Principal Financial Group, Inc. Issuer and Ticker Symbol: HealthExtras, Inc. (HLEX) Date of Event Requiring Statement: 3/28/2006 Signature: By: /S/ JOYCE N. HOFFMAN -------------------------- Senior Vice President and Corporate Secretary Name: Principal Life Insurance Company Address: 711 High Street Des Moines, Iowa 50392 Designated Filer: Principal Financial Group, Inc. Issuer and Ticker Symbol: HealthExtras, Inc. (HLEX) Date of Event Requiring Statement: 3/28/2006 Signature: By: /S/ JOYCE N. HOFFMAN ------------------------- Senior Vice President and Corporate Secretary Name: Principal Holding Company Address: 711 High Street Des Moines, Iowa 50392 Designated Filer: Principal Financial Group, Inc. Issuer and Ticker Symbol: HealthExtras, Inc. (HLEX) Date of Event Requiring Statement: 3/28/2006 Signature: By: /S/ JOYCE N. HOFFMAN ------------------------- Senior Vice President and Corporate Secretary -----END PRIVACY-ENHANCED MESSAGE-----