-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBy9APNAqaRjLin9SrZ2LOEyk+s/418YtINcVdFDiwtbhYq5ypBakBPjZ6n6jS/u UKge81cdjCd69T9DF2cVTA== 0001126328-05-000075.txt : 20050330 0001126328-05-000075.hdr.sgml : 20050330 20050330145717 ACCESSION NUMBER: 0001126328-05-000075 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040730 FILED AS OF DATE: 20050330 DATE AS OF CHANGE: 20050330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMALE ELLEN Z CENTRAL INDEX KEY: 0001166869 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 05713714 BUSINESS ADDRESS: BUSINESS PHONE: 5152359417 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2004-07-30 2004-08-03 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166869 LAMALE ELLEN Z 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr. VP & Chief Actuary Phantom Stock Units 2004-07-30 4 A 0 15.8 33.99 A Common Stock 15.8 732.8 D Security converts to common stock on a one-for-one basis. Pursuant to 10b5-1 plan adopted February 21, 2002. The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Inadvertently understated total number of securities beneficially owned following reported transaction by 9.9 units. This understatement was repeated in four reports filed thereafter. The report filed on October 12, 2004 is also being amended to correct an error. The report filed on March 14, 2005 includes a correct total number of phantom stock units beneficially owned following the transactions reported in that form. Karen E. Shaff, by Power of Attorney 2005-03-30 -----END PRIVACY-ENHANCED MESSAGE-----