-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tnu0AX6JvjHfOsSMW0Vhn4K6xtPNn7p0b1GptPWyq3WBOB9qC2Y9IGjOisdIN98j T1/CnqhMG+v8cxuopfnY1g== 0001126328-03-000458.txt : 20030910 0001126328-03-000458.hdr.sgml : 20030910 20030910163250 ACCESSION NUMBER: 0001126328-03-000458 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030910 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20030910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 03890283 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 8-K 1 finalseptregfd8k.txt 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 10, 2003 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) (I.R.S. Employer of incorporation) Identification Number) 711 High Street, Des Moines, Iowa 50392 (Address of principal executive offices) (515) 247-5111 (Registrant's telephone number, including area code) ------------------ ITEM 9. REGULATION FD DISCLOSURE We are filing this Form 8-K in light of investor interest related to concerns expressed by other companies in the mortgage banking industry about the impact of the sharp rise in interest rates on loan production earnings, loan pipelines and hedges. We gave our third quarter guidance on August 4, factoring in the sharp rise in interest rates that had occurred. Therefore, we have no change at this time to the net income or operating earnings guidance provided for the third quarter with our earnings press release dated August 4, 2003. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PRINCIPAL FINANCIAL GROUP, INC. By: /S/ THOMAS J. GRAF ------------------------------------ Name: Thomas J. Graf Title: Senior Vice President - Investor Relations Date: September 10, 2003 -----END PRIVACY-ENHANCED MESSAGE-----