-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PW/Q/0wGhFAEm7RThvzboKC/UFRXP5HPKl9D9WCIAtNBFWDpR3CmxnyOTAejhRGn +IVWAb6r2zM6J0Jan4bh/Q== 0001126328-02-000100.txt : 20021107 0001126328-02-000100.hdr.sgml : 20021107 20021107152005 ACCESSION NUMBER: 0001126328-02-000100 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 02812547 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 8-K 1 pfg8k110702.txt 8K 3Q2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 7, 2002 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 1-16725 42-1520346 (State or other jurisdiction Commission file number (I.R.S. Employer of incorporation) Identification Number) 711 High Street, Des Moines, Iowa 50392 (Address of principal executive offices) (Registrant's telephone number, including area code) (515) 247-5111 ------------------ Item 7. Exhibits 99.1 Table of Mortgage Loan Servicing Portfolio, by interest rate, as of September 30, 2002. Item 9. Regulation FD Disclosure. Principal Financial Group, Inc. is disclosing its mortgage loan servicing portfolio, broken down by interest rate, for the period ended as of September 30, 2002. A table disclosing this is attached hereto as Exhibit 99.1. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PRINCIPAL FINANCIAL GROUP, INC. By: /S/ THOMAS J. GRAF ----------------------------------- Name: Thomas J. Graf Title: Senior Vice President - Investor Relations Date: November 7, 2002 2 Exhibit 99.1 Mortgage Loan Servicing Portfolio Period Ended September 30, 2002 By Interest Rate INTEREST RATE ------------------------------------------- 6% and under 9,098.2 6.01 - 6.50% 20,579.6 6.51 - 7.00% 42,737.1 7.01 - 8.00% 26,786.5 8.01 - 9.00% 2,598.2 9.01 - 10.00% 144.8 10% and over 27.0 ------------ TOTAL 101,971.4 -----END PRIVACY-ENHANCED MESSAGE-----