0001104659-15-060103.txt : 20150814
0001104659-15-060103.hdr.sgml : 20150814
20150814165615
ACCESSION NUMBER: 0001104659-15-060103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150813
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Houston Daniel Joseph
CENTRAL INDEX KEY: 0001326278
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 151056773
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
a4.xml
4
X0306
4
2015-08-13
0
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001326278
Houston Daniel Joseph
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Pres & Chief Operating Officer
Common Stock
2015-08-13
4
M
0
1610
54.20
A
135594
D
Common Stock
2015-08-13
4
S
0
1610
57.00
D
133984
D
Common Stock
2829
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
54.20
2015-08-13
4
M
0
1610
0
D
2009-05-30
2016-05-30
Common Stock
1610
0
D
Pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 13, 2015.
Includes 1,599 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
By: Patrick A. Kirchner, by Power of Attorney
2015-08-14