0001104659-15-060103.txt : 20150814 0001104659-15-060103.hdr.sgml : 20150814 20150814165615 ACCESSION NUMBER: 0001104659-15-060103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150813 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Houston Daniel Joseph CENTRAL INDEX KEY: 0001326278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 151056773 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 a4.xml 4 X0306 4 2015-08-13 0 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001326278 Houston Daniel Joseph 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Pres & Chief Operating Officer Common Stock 2015-08-13 4 M 0 1610 54.20 A 135594 D Common Stock 2015-08-13 4 S 0 1610 57.00 D 133984 D Common Stock 2829 I By 401(k) Plan Employee Stock Option (Right to Buy) 54.20 2015-08-13 4 M 0 1610 0 D 2009-05-30 2016-05-30 Common Stock 1610 0 D Pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 13, 2015. Includes 1,599 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. By: Patrick A. Kirchner, by Power of Attorney 2015-08-14