0001104659-15-035643.txt : 20150507 0001104659-15-035643.hdr.sgml : 20150507 20150507165921 ACCESSION NUMBER: 0001104659-15-035643 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150507 DATE AS OF CHANGE: 20150507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-195749 FILM NUMBER: 15842688 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001094589 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-195749-04 FILM NUMBER: 15842689 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 424B3 1 a15-10269_10424b3.htm 424B3

 

Filed Pursuant to Rule 424(b)(3)

Registration Statement Nos. 333-195749

333-195749-04

 

Prospectus supplement to the prospectus supplement relating to the 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 of Principal Financial Group, Inc., dated May 4, 2015. This prospectus supplement is being filed by Principal Financial Group, Inc. and Principal Financial Services, Inc. solely for the purpose of correcting the title of the securities being registered in the fee table below.

 

CALCULATION OF REGISTRATION FEE

 

Title of Each Class of Securities to be Offered

 

Maximum Aggregate
Offering Price

 

Amount of
Registration Fee
(1)

 

4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055

 

$

400,000,000

 

$

46,480

 

Guarantee of 4.700% Fixed-to-Floating Rate Junior Subordinated Notes due 2055 by Principal Financial Services, Inc. 

 

—

 

None(2)

 

 

(1)              The registration fee of $46,480 is calculated in accordance with Rule 457(r) of the Securities Act of 1933, as amended (the “Securities Act”). Payment of the registration fee at the time of filing of the registrants’ registration statement on Form S-3 filed with the Securities and Exchange Commission on May 7, 2014 (Registration Statement Nos. 333-195749, 333-195749-04), was deferred pursuant to Rules 456(b) and 457(r) of the Securities Act, and was previously paid. The “Calculation of Registration Fee” table shall be deemed to update the “Calculation of Registration Fee” table in such registration statement.

 

(2)              Pursuant to Rule 457(n) promulgated under the Securities Act, no separate fee is required for the guarantee.