0001062993-24-012341.txt : 20240611
0001062993-24-012341.hdr.sgml : 20240611
20240611124637
ACCESSION NUMBER: 0001062993-24-012341
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240607
FILED AS OF DATE: 20240611
DATE AS OF CHANGE: 20240611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCullum Kenneth A.
CENTRAL INDEX KEY: 0001830834
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 241035186
MAIL ADDRESS:
STREET 1: 711 HIGH ST.
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-06-07
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001830834
McCullum Kenneth A.
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP - Chief Risk Officer
1
Common Stock
2024-06-07
4
A
0
4365
37.38
A
38807
D
Common Stock
2024-06-07
4
D
0
4165
79.56
D
34642
D
Common Stock
2024-06-07
4
D
0
200
80.30
D
34442
D
Employee Stock Option (Right to Buy)
37.38
2024-06-07
4
M
0
2910
37.38
D
2017-02-22
2026-02-22
Common Stock
2910
0
D
Employee Stock Option (Right to Buy)
37.38
2024-06-07
4
M
0
1455
37.38
D
2018-02-22
2026-02-22
Common Stock
1455
1455
D
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.24 to $80.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.29 to $80.31, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Chris Agbe-Davies as Attorney-in-Fact
2024-06-11