0001062993-24-012341.txt : 20240611 0001062993-24-012341.hdr.sgml : 20240611 20240611124637 ACCESSION NUMBER: 0001062993-24-012341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240607 FILED AS OF DATE: 20240611 DATE AS OF CHANGE: 20240611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCullum Kenneth A. CENTRAL INDEX KEY: 0001830834 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 241035186 MAIL ADDRESS: STREET 1: 711 HIGH ST. CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] ORGANIZATION NAME: 02 Finance IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-06-07 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001830834 McCullum Kenneth A. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP - Chief Risk Officer 1 Common Stock 2024-06-07 4 A 0 4365 37.38 A 38807 D Common Stock 2024-06-07 4 D 0 4165 79.56 D 34642 D Common Stock 2024-06-07 4 D 0 200 80.30 D 34442 D Employee Stock Option (Right to Buy) 37.38 2024-06-07 4 M 0 2910 37.38 D 2017-02-22 2026-02-22 Common Stock 2910 0 D Employee Stock Option (Right to Buy) 37.38 2024-06-07 4 M 0 1455 37.38 D 2018-02-22 2026-02-22 Common Stock 1455 1455 D The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.24 to $80.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.29 to $80.31, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Chris Agbe-Davies as Attorney-in-Fact 2024-06-11