0001062993-23-018879.txt : 20231003 0001062993-23-018879.hdr.sgml : 20231003 20231003165529 ACCESSION NUMBER: 0001062993-23-018879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230929 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTLEFIELD CHRISTOPHER J CENTRAL INDEX KEY: 0001180573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 231304918 MAIL ADDRESS: STREET 1: TWO RUAN CENTER STREET 2: 601 LOCUST STREET, 14TH FLOOR CITY: DES MOINES STATE: IA ZIP: 50309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-29 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001180573 LITTLEFIELD CHRISTOPHER J 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - RIS 0 Common Stock 2023-09-29 4 A 0 207 0 A 24891 D Common Stock 11 I By Trust Grant of restricted stock units. Includes an accumulative total of 2,164 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Held in revocable trust. Chris Agbe-Davies as Attorney-in-Fact 2023-10-03