0001062993-23-008685.txt : 20230404
0001062993-23-008685.hdr.sgml : 20230404
20230404184112
ACCESSION NUMBER: 0001062993-23-008685
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230404
DATE AS OF CHANGE: 20230404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Houston Daniel Joseph
CENTRAL INDEX KEY: 0001326278
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 23800244
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-03-31
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001326278
Houston Daniel Joseph
711 HIGH STREET
DES MOINES
IA
50392
1
1
0
0
Chairman, President & CEO
0
Common Stock
2023-03-31
4
A
0
960
0
A
190192
D
Common Stock
45823
I
By Trust
Common Stock
125000
I
By Trust
Common Stock
3806
I
By 401(k) Plan
Phantom Stock Units
2023-03-31
4
A
0
15
74.32
A
Common Stock
15
1763
D
Grant of restricted stock units.
Includes 6,583 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Joan M. Houston 2021 Trust
Daniel J. Houston 2019 DGT Exempt Trust
The units convert to common stock on a one-for-one basis.
Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.
Clint Woods
2023-04-04