0001062993-23-008228.txt : 20230331
0001062993-23-008228.hdr.sgml : 20230331
20230331171017
ACCESSION NUMBER: 0001062993-23-008228
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230329
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walker Roberto
CENTRAL INDEX KEY: 0001867763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 23789068
MAIL ADDRESS:
STREET 1: 711 HIGH ST.
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-03-29
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001867763
Walker Roberto
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP, Principal Latin American
1
Common Stock
2023-03-29
4
A
0
14558
37.38
A
54248
D
Common Stock
2023-03-29
4
A
0
12335
62.78
A
66583
D
Common Stock
2023-03-29
4
D
0
26293
72.84
D
40290
D
Common Stock
2023-03-29
4
D
0
600
73.34
D
39690
D
Employee Stock Option (Right to Buy)
37.38
2023-03-29
4
M
0
3744
37.38
D
2018-02-22
2026-02-22
Common Stock
3744
0
D
Employee Stock Option (Right to Buy)
37.38
2023-03-29
4
M
0
10814
37.38
D
2019-02-22
2026-02-22
Common Stock
10814
0
D
Employee Stock Option (Right to Buy)
62.78
2023-03-29
4
M
0
4111
62.78
D
2018-02-27
2027-02-27
Common Stock
4111
0
D
Employee Stock Option (Right to Buy)
62.78
2023-03-29
4
M
0
4112
62.78
D
2019-02-27
2027-02-27
Common Stock
4112
0
D
Employee Stock Option (Right to Buy)
62.78
2023-03-29
4
M
0
4112
62.78
D
2020-02-27
2027-02-27
Common Stock
4112
0
D
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.33 to $73.32, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Clint Woods
2023-03-31