0001062993-23-007541.txt : 20230323
0001062993-23-007541.hdr.sgml : 20230323
20230323160335
ACCESSION NUMBER: 0001062993-23-007541
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230321
FILED AS OF DATE: 20230323
DATE AS OF CHANGE: 20230323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Halter Patrick Gregory
CENTRAL INDEX KEY: 0001579709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 23756148
MAIL ADDRESS:
STREET 1: 801 GRAND AVENUE
STREET 2: G24-E30
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-03-21
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001579709
Halter Patrick Gregory
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
President and CEO - PAM
1
Common Stock
2023-03-21
4
A
0
29659
51.73
A
145526
D
Common Stock
2023-03-21
4
A
0
25991
58.68
A
171517
D
Common Stock
2023-03-21
4
D
0
55650
75.14
D
115867
D
Common Stock
508
I
by 401k plan
Employee Stock Option (Right to Buy)
51.73
2023-03-21
4
M
0
29659
51.73
D
2023-02-24
2030-02-24
Common Stock
29659
0
D
Employee Stock Option (Right to Buy)
58.68
2023-03-21
4
M
0
25991
58.68
D
2023-03-05
2031-03-05
Common Stock
25991
0
D
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.63, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Clint Woods
2023-03-23