0001062993-23-005421.txt : 20230301 0001062993-23-005421.hdr.sgml : 20230301 20230301181540 ACCESSION NUMBER: 0001062993-23-005421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230227 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTLEFIELD CHRISTOPHER J CENTRAL INDEX KEY: 0001180573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 23695527 MAIL ADDRESS: STREET 1: TWO RUAN CENTER STREET 2: 601 LOCUST STREET, 14TH FLOOR CITY: DES MOINES STATE: IA ZIP: 50309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-27 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001180573 LITTLEFIELD CHRISTOPHER J 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - RIS Common Stock 2023-02-27 4 A 0 7696 0 A 17392 D Common Stock 2023-02-27 4 A 0 6555 0 A 23947 D Common Stock 11 I By Trust Grant of restricted stock units. Includes 1,812 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Settlement of performance-based restricted stock units granted February 24, 2020. Held in revocable trust. Clint Woods 2023-03-01