0001062993-22-010093.txt : 20220412
0001062993-22-010093.hdr.sgml : 20220412
20220412143853
ACCESSION NUMBER: 0001062993-22-010093
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220408
FILED AS OF DATE: 20220412
DATE AS OF CHANGE: 20220412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Halter Patrick Gregory
CENTRAL INDEX KEY: 0001579709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 22821915
MAIL ADDRESS:
STREET 1: 801 GRAND AVENUE
STREET 2: G24-E30
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-04-08
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001579709
Halter Patrick Gregory
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
President - PGAM
Common Stock
2022-04-08
4
A
0
33005
62.78
A
130545
D
Common Stock
2022-04-08
4
A
0
35340
63.98
A
165885
D
Common Stock
2022-04-08
4
A
0
84815
53.09
A
250700
D
Common Stock
2022-04-08
4
D
0
147560
73.70
D
103140
D
Common Stock
2022-04-08
4
D
0
5600
74.12
D
97540
D
Employee Stock Option (Right to Buy)
62.78
2022-04-08
4
M
0
33005
62.78
D
2020-02-27
2027-02-27
Common Stock
33005
0
D
Employee Stock Option (Right to Buy)
63.98
2022-04-08
4
M
0
35340
63.98
D
2021-02-26
2028-02-26
Common Stock
35340
0
D
Employee Stock Option (Right to Buy)
53.09
2022-04-08
4
M
0
84815
53.09
D
2022-02-25
2029-02-25
Common Stock
84815
0
D
Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.11 to $74.10, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.11 to $74.16, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Alex P. Montz
2022-04-12