0000950124-01-503454.txt : 20011018
0000950124-01-503454.hdr.sgml : 20011018
ACCESSION NUMBER: 0000950124-01-503454
CONFORMED SUBMISSION TYPE: 8-A12B
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 8-A12B
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 1755575
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
8-A12B
1
c65376e8-a12b.txt
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8 - A
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FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Principal Financial Group, Inc
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(Exact name of registrant as specified in its charter)
Delaware 42-1520346
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(State of incorporation or organization) (I.R.S. Employer Identification No.)
711 High Street, Des Moines, Iowa 50392
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(Address of principal executive offices) (Zip Code)
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. |X|
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. |_|
Securities Act registration statement file number to which this form relates:
333-62558.
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
--------------------------------- ----------------------------------
Common Stock, $0.01 par value New York Stock Exchange
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Securities to be registered pursuant to Section 12(g) of the Act:
None
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(Title of Class)
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Item 1. Description of Registrant's Securities to be Registered
Common Stock, $0.01 par value
The description of the registrant's Common Stock is incorporated by
reference to the information appearing under "Description of Capital Stock and
Change of Control Related Provisions" in the registrant's prospectus which forms
a part of the registrant's Registration Statement on Form S-1, filed June 8,
2001, as amended (File No. 333-62558) (the "Registration Statement").
Item 2. Exhibits
The following exhibits are filed as exhibits to the Registration
Statement and incorporated herein by reference:
1. Plan of Conversion, as filed as Exhibit 2.1 to the Registration
Statement
2. Form of Amended and Restated Certificate of Incorporation of
Principal Financial Group, Inc., as filed as Exhibit 3.1 to the
Registration Statement
3. Form of By-Laws of Principal Financial Group, Inc., as filed as
Exhibit 3.2 to the Registration Statement
4. Form of Certificate for the Common Stock of Principal Financial
Group, Inc., par value $0.01 per share, as filed as Exhibit 4.1
to the Registration Statement
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized.
Date: October 10, 2001
PRINCIPAL FINANCIAL GROUP, INC.
By: /s/ Joyce N. Hoffman
--------------------------------
Name: Joyce N. Hoffman
Title: Senior Vice President and
Corporate Secretary
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