0001209191-12-058334.txt : 20121218
0001209191-12-058334.hdr.sgml : 20121218
20121218165931
ACCESSION NUMBER: 0001209191-12-058334
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121214
FILED AS OF DATE: 20121218
DATE AS OF CHANGE: 20121218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULLER EDWARD R
CENTRAL INDEX KEY: 0001180211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16455
FILM NUMBER: 121271982
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GenOn Energy, Inc.
CENTRAL INDEX KEY: 0001126294
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 760655566
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 832-357-3000
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: RRI ENERGY INC
DATE OF NAME CHANGE: 20090501
FORMER COMPANY:
FORMER CONFORMED NAME: RELIANT ENERGY INC
DATE OF NAME CHANGE: 20040423
FORMER COMPANY:
FORMER CONFORMED NAME: RELIANT RESOURCES INC
DATE OF NAME CHANGE: 20001013
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-14
1
0001126294
GenOn Energy, Inc.
GEN
0001180211
MULLER EDWARD R
1000 MAIN STREET
HOUSTON
TX
77002
1
1
0
0
Chairman, President and CEO
Common Stock
2012-12-14
4
F
0
11708
2.87
D
3529846
D
Common Stock
2012-12-14
4
D
0
3529846
D
0
D
Common Stock
2012-12-14
4
D
0
1190573
D
0
I
By trust
Stock Options
8.70
2012-12-14
4
D
0
1150567
D
2016-01-13
Common Stock
1150567
0
D
Stock Options
8.84
2012-12-14
4
D
0
1131737
D
2016-02-17
Common Stock
1131737
0
D
Stock Options
13.06
2012-12-14
4
D
0
370653
D
2013-03-07
Common Stock
370653
0
D
Stock Options
3.67
2012-12-14
4
D
0
628459
D
2019-03-03
Common Stock
628459
0
D
Stock Options
4.66
2012-12-14
4
D
0
571473
D
2020-03-11
Common Stock
571473
0
D
Stock Options
3.81
2012-12-14
4
D
0
744641
D
2011-02-22
Common Stock
744641
0
D
Stock Options
2.44
2012-12-14
4
D
0
1166823
D
2022-02-26
Common Stock
1166823
0
D
The reporting person disposed of these shares to satisfy tax withholding obligations related to the vesting of restricted stock units.
The reporting person disposed of these shares in connection with the merger (the "Merger") involving GenOn Energy, Inc. and NRG Energy, Inc. in exchange for shares of NRG Energy, Inc. common stock, based on the exchange ratio of 0.1216 and having a market value of $23.00 per share on the effective date of the Merger, plus cash consideration for fractional shares.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 139,908 shares of NRG Energy, Inc. common stock at $71.55 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 137,619 shares of NRG Energy, Inc. common stock at $72.70 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 45,071 shares of NRG Energy, Inc. common stock at $107.41 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 76,420 shares of NRG Energy, Inc. common stock at $30.19 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 69,491 shares of NRG Energy, Inc. common stock at $38.33 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 90,548 shares of NRG Energy, Inc. common stock at $31.34 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this option, which vests in three equal annual installments beginning February 27, 2013, was converted into an option to purchase 141,885 shares of NRG Energy, Inc. common stock at $20.07 per share.
/s/ Edward R. Muller
2012-12-18