0001209191-12-058321.txt : 20121218
0001209191-12-058321.hdr.sgml : 20121218
20121218165305
ACCESSION NUMBER: 0001209191-12-058321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20121214
FILED AS OF DATE: 20121218
DATE AS OF CHANGE: 20121218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gaudette Robert J
CENTRAL INDEX KEY: 0001505252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16455
FILM NUMBER: 121271909
MAIL ADDRESS:
STREET 1: 1155 PERIMETER CENTER WEST
CITY: ATLANTA
STATE: GA
ZIP: 30342
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GenOn Energy, Inc.
CENTRAL INDEX KEY: 0001126294
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 760655566
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 832-357-3000
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: RRI ENERGY INC
DATE OF NAME CHANGE: 20090501
FORMER COMPANY:
FORMER CONFORMED NAME: RELIANT ENERGY INC
DATE OF NAME CHANGE: 20040423
FORMER COMPANY:
FORMER CONFORMED NAME: RELIANT RESOURCES INC
DATE OF NAME CHANGE: 20001013
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-14
1
0001126294
GenOn Energy, Inc.
GEN
0001505252
Gaudette Robert J
1000 MAIN STREET
HOUSTON
TX
77002
0
1
0
0
SVP, Chief Commercial Officer
Common Stock
2012-12-14
4
F
0
19561
2.87
D
250412
D
Common Stock
2012-12-14
4
D
0
250412
D
0
D
Stock Options
8.70
2012-12-14
4
D
0
1294
D
2016-01-13
Common Stock
1294
0
D
Stock Options
8.84
2012-12-14
4
D
0
1271
D
2016-02-17
Common Stock
1271
0
D
Stock Options
13.06
2012-12-14
4
D
0
6106
D
2013-03-07
Common Stock
6106
0
D
Stock Options
3.67
2012-12-14
4
D
0
13846
D
2019-03-03
Common Stock
13846
0
D
Stock Options
4.66
2012-12-14
4
D
0
31579
D
2020-03-11
Common Stock
31579
0
D
Stock Options
3.81
2012-12-14
4
D
0
92087
D
2021-02-22
Common Stock
92087
0
D
Stock Options
2.44
2012-12-14
4
D
0
144296
D
2022-02-26
Common Stock
144296
0
D
The reporting person disposed of these shares in connection with the merger (the "Merger") involving GenOn Energy, Inc. and NRG Energy, Inc. in exchange for shares of NRG Energy, Inc. common stock, based on the exchange ratio of 0.1216 and having a market value of $23.00 per share on the effective date of the Merger, plus cash consideration for fractional shares.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 157 shares of NRG Energy, Inc. common stock at $71.55 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 154 shares of NRG Energy, Inc. common stock at $72.70 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 742 shares of NRG Energy, Inc. common stock at $107.41 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 1,683 shares of NRG Energy, Inc. common stock at $30.19 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 3,840 shares of NRG Energy, Inc. common stock at $38.33 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 11,197 shares of NRG Energy, Inc. common stock at $31.34 per share.
Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this option, which vests in three equal annual installments beginning February 27, 2013, was converted into an option to purchase 17,546 shares of NRG Energy, Inc. common stock at $20.07 per share.
/s/ Allison B. Cunningham, Attorney-in-Fact
2012-12-18
EX-24.4_448846
2
poa.txt
POA DOCUMENT
GENON ENERGY, INC.
Power of Attorney
WHEREAS, the undersigned, in his or her capacity as a director or officer or
both, as the case may be, of GenOn Energy, Inc., a Delaware corporation (the
"Company"), may be required to file with the Securities and Exchange Commission
(the "Commission") under Section 16 of the Securities Exchange Act of 1934, as
amended, and the rules and regulations promulgated thereunder (collectively, the
"Exchange Act"), Forms 3, 4 and 5 or other reports ("Forms") relating to the
undersigned's holdings of and transactions in securities of the Company.
NOW THEREFORE, the undersigned, in his or her capacity as a director or officer
or both, as the case may be, of the Company, does hereby appoint Michael L.
Jines, Kathy L. Tedore, Allison B. Cunningham, and Ruth Ann Cannon, and each of
them severally, as his or her true and lawful attorney-in-fact or
attorneys-in-fact and agent or agents with power to act with or without the
other and with full power of substitution and resubstitution, to execute in his
or her name, place and stead, in his or her capacity as a director or officer or
both, as the case may be of the Company, Forms and any and all amendments
thereto and any and all instruments necessary or incidental in connection
therewith, if any, and to file the same with the Commission and any stock
exchange or similar authority. Each said attorney-in-fact and agent shall have
full power and authority to do and perform in the name and on behalf of the
undersigned in any and all capacities, every act whatsoever necessary or
desirable to be done in the premises, as fully and to all intents and purposes
as the undersigned might or could do in person, the undersigned hereby ratifying
and approving the acts of said attorney. The powers and authority of each said
attorney-in-fact and agent herein granted shall remain in full force and effect
until the undersigned is no longer required to file Forms under the Exchange
Act, unless earlier revoked by the undersigned by giving written notice of such
revocation to the Company. The undersigned acknowledges that the said
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.
IN WITNESS WHEREOF, the undersigned has executed this instrument this 3rd day
of December, 2010.
/s/ Robert Gaudette
Robert Gaudette