0001209191-12-058276.txt : 20121218
0001209191-12-058276.hdr.sgml : 20121218
20121218163842
ACCESSION NUMBER: 0001209191-12-058276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121214
FILED AS OF DATE: 20121218
DATE AS OF CHANGE: 20121218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THACKER WILLIAM L
CENTRAL INDEX KEY: 0001287047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16455
FILM NUMBER: 121271747
MAIL ADDRESS:
STREET 1: 94 WEDGEWOOD DR. W.
CITY: MONTGOMERY
STATE: TX
ZIP: 77366
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GenOn Energy, Inc.
CENTRAL INDEX KEY: 0001126294
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 760655566
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 832-357-3000
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: RRI ENERGY INC
DATE OF NAME CHANGE: 20090501
FORMER COMPANY:
FORMER CONFORMED NAME: RELIANT ENERGY INC
DATE OF NAME CHANGE: 20040423
FORMER COMPANY:
FORMER CONFORMED NAME: RELIANT RESOURCES INC
DATE OF NAME CHANGE: 20001013
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-14
1
0001126294
GenOn Energy, Inc.
GEN
0001287047
THACKER WILLIAM L
1000 MAIN STREET
HOUSTON
TX
77002
1
0
0
0
Common Stock
2012-12-14
4
D
0
100704
D
0
D
Cash Units
2012-12-14
4
M
0
17245
A
17245
D
Cash Units
2012-12-14
4
D
0
17245
D
0
D
Stock Options
8.70
2012-12-14
4
D
0
14381
D
2016-01-13
Common Stock
14315
0
D
Stock Options
8.60
2012-12-14
4
D
0
14540
D
2016-05-10
Common Stock
14540
0
D
Cash Units
2012-12-14
4
M
0
17245
0.00
D
Common Stock
17245
0
D
The reporting person disposed of these shares in connection with the merger (the "Merger") involving GenOn Energy, Inc. and NRG Energy, Inc.("NRG") in exchange for shares of NRG common stock, based on the exchange ratio of 0.1216 and having a market value of $23.00 per share on the effective date of the Merger, plus cash consideration for fractional shares.
Each cash unit is the economic equivalent of one share of common stock of GenOn. The cash units were paid in cash in connection with the Merger based on the fair market value per share of GenOn common stock on the effective date of the Merger.
Upon completion of the Merger, this fully-vested option was converted into an option to purchase 1,748 shares of NRG common stock at $71.55 per share.
Upon completion of the Merger, this fully-vested option was converted into an option to purchase 1,768 shares of NRG common stock at $70.73 per share.
/s/ William L. Thacker
2012-12-18