0001209191-12-057087.txt : 20121212 0001209191-12-057087.hdr.sgml : 20121212 20121212153946 ACCESSION NUMBER: 0001209191-12-057087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121210 FILED AS OF DATE: 20121212 DATE AS OF CHANGE: 20121212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garlick James P CENTRAL INDEX KEY: 0001464690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16455 FILM NUMBER: 121259117 MAIL ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST CITY: ATLANTA STATE: GA ZIP: 30338 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GenOn Energy, Inc. CENTRAL INDEX KEY: 0001126294 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 760655566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-357-3000 MAIL ADDRESS: STREET 1: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RRI ENERGY INC DATE OF NAME CHANGE: 20090501 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT ENERGY INC DATE OF NAME CHANGE: 20040423 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT RESOURCES INC DATE OF NAME CHANGE: 20001013 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-10 0 0001126294 GenOn Energy, Inc. GEN 0001464690 Garlick James P 1000 MAIN STREET HOUSTON TX 77002 0 1 0 0 SVP, Plant Operations Common Stock 2012-12-10 4 A 0 115001 0.00 A 359531 D Common Stock 2012-12-10 4 F 0 12440 2.68 D 347091 D Comprised of (i) 38,333 shares of common stock resulting from the vesting on December 10, 2012, upon the satisfaction of performance-based conditions, of one-third of the performance-based restricted stock units that were granted on February 27, 2012, and (ii) 76,668 restricted stock units that, upon the satisfaction of the performance-based conditions on December 10, 2012, will vest ratably over the next two years on an annual basis and that may only be settled in common stock. The reporting person disposed of these shares to satisfy tax withholding obligations related to the vesting of performance-based restricted stock units. /s/ James P. Garlick 2012-12-12