0001567619-19-004945.txt : 20190219 0001567619-19-004945.hdr.sgml : 20190219 20190219205511 ACCESSION NUMBER: 0001567619-19-004945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190214 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPE MICHAEL W CENTRAL INDEX KEY: 0001229672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33031 FILM NUMBER: 19616918 MAIL ADDRESS: STREET 1: 601 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHUTTERFLY INC CENTRAL INDEX KEY: 0001125920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384] IRS NUMBER: 943330068 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-610-5200 MAIL ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 doc1.xml FORM 4 X0306 4 2019-02-14 0 0001125920 SHUTTERFLY INC SFLY 0001229672 POPE MICHAEL W C/O SHUTTERFLY, INC. 2800 BRIDGE PARKWAY REDWOOD CITY CA 94065 0 1 0 0 SVP & Chief Financial Officer Common Stock 2019-02-14 4 M 0 5875 0 A 23417 D Common Stock 2019-02-15 4 S 0 2116 45.93 D 21301 D Common Stock 2019-02-15 4 M 0 5390 0 A 26691 D Common Stock 2019-02-19 4 S 0 1889 46.3621 D 24802 D Restricted Stock Units 2019-02-14 4 M 0 5875 0 D Common Stock 5875 11750 D Restricted Stock Units 2019-02-15 4 M 0 5390 0 D Common Stock 5390 16168 D Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 14, 2017. Represents the aggregate number of shares of the Issuer's common stock sold by the Reporting Person to cover taxes due upon the release and settlement of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Vesting of RSUs granted to the Reporting Person on February 28, 2018. Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration. The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on February 14, 2018. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on February 15, 2019. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. /s/ Jason Sebring, Attorney-in-Fact 2019-02-19