0001140361-16-084223.txt : 20161031
0001140361-16-084223.hdr.sgml : 20161031
20161031182058
ACCESSION NUMBER: 0001140361-16-084223
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161027
FILED AS OF DATE: 20161031
DATE AS OF CHANGE: 20161031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUTTERFLY INC
CENTRAL INDEX KEY: 0001125920
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384]
IRS NUMBER: 943330068
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 BRIDGE PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-610-5200
MAIL ADDRESS:
STREET 1: 2800 BRIDGE PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POPE MICHAEL W
CENTRAL INDEX KEY: 0001229672
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33031
FILM NUMBER: 161962804
MAIL ADDRESS:
STREET 1: 601 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc1.xml
FORM 4
X0306
4
2016-10-27
0
0001125920
SHUTTERFLY INC
SFLY
0001229672
POPE MICHAEL W
C/O SHUTTERFLY, INC.
2800 BRIDGE PARKWAY
CA
94065
0
1
0
0
Chief Financial Officer & SVP
Common Stock
2016-10-27
4
M
0
17500
0
A
17500
D
Common Stock
2016-10-27
4
M
0
17500
0
A
35000
D
Common Stock
2016-10-28
4
S
0
6614
46.9
D
28386
D
Common Stock
2016-10-28
4
S
0
11
46.7807
D
28375
D
Common Stock
2016-10-28
4
S
0
9024
46.9
D
19351
D
Common Stock
2016-10-28
4
S
0
14
46.81
D
19337
D
Common Stock
2016-10-31
4
S
0
10189
48.5724
D
9148
D
Common Stock
2016-10-31
4
S
0
9148
48.8919
D
0
D
Restricted Stock Units
0
2016-10-27
4
M
0
17500
0
D
Common Stock
17500
52500
D
Restricted Stock Units
0
2016-10-27
4
M
0
17500
0
D
Common Stock
17500
52500
D
Vesting of restricted stock units ("RSUs") granted to the Reporting Person on October 27, 2015, as previously reported in a Form 3 filed by the Reporting Person on November 16, 2015.
Vesting of performance-based RSUs granted to the Reporting Person on October 27, 2015, as previously reported on a Form 3 filed by the Reporting Person on November 16, 2015.
Represents shares sold by the Reporting Person to cover taxes due upon the vesting and settlement of the RSU's. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this row for any reason other than to cover required taxes.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2016.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $47.80 to $48.7928 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $48.8096 to $49.00 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on October 27, 2016. Each RSU represent a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration.
These RSUs were previously reported as performance-based RSUs in a Form 3 filed by the Reporting Person on November 16, 2015. The RSUs vest in 4 equal annual installments, subject to achievement of the applicable performance objectives, with the first installment to vest on October 27, 2016. Each RSU represent a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration.
/s/ Ray Amanquah, as attorney-in-fact
2016-10-31