0001510192-16-000118.txt : 20160613
0001510192-16-000118.hdr.sgml : 20160613
20160613191028
ACCESSION NUMBER: 0001510192-16-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160610
FILED AS OF DATE: 20160613
DATE AS OF CHANGE: 20160613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Francesca's Holdings CORP
CENTRAL INDEX KEY: 0001399935
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 208874704
BUSINESS ADDRESS:
STREET 1: 8760 CLAY ROAD
CITY: Houston
STATE: TX
ZIP: 77080
BUSINESS PHONE: 713-864-1358
MAIL ADDRESS:
STREET 1: 8760 CLAY ROAD
CITY: Houston
STATE: TX
ZIP: 77080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KUNES RICHARD W
CENTRAL INDEX KEY: 0001125668
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 161711776
MAIL ADDRESS:
STREET 1: C/O ESTEE LAUDER COMPANIES INC
STREET 2: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-06-10
0
0001399935
Francesca's Holdings CORP
FRAN
0001125668
KUNES RICHARD W
C/O FRANCESCA'S HOLDINGS CORPORATION
8760 CLAY ROAD
HOUSTON
TX
77080
1
1
0
0
Interim CEO and President
Common Stock
2016-06-13
4
P
0
20000
10.56
A
20000
D
Employee Stock Option (right to buy)
10.44
2016-06-10
4
A
0
76628
0
A
2026-06-09
Common Stock
76628
76628
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.52 to $10.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This stock option was granted on June 10, 2016 and vests in full on the first anniversary of the award date, subject to the Reporting Person's continued service with the Issuer. However, if the Reporting Person ceases serving as Interim CEO of the Issuer prior to the vesting date, the number of shares subject to the option will be reduced on a prorated basis to reflect the portion of the one-year vesting period the Reporting Person served as Interim CEO (plus credit for an additional 30 days), and the remainder of the option will be cancelled.
/s/ Kal Malik, as attorney in fact
2016-06-13