0001104659-20-048513.txt : 20200420 0001104659-20-048513.hdr.sgml : 20200420 20200420084649 ACCESSION NUMBER: 0001104659-20-048513 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200420 DATE AS OF CHANGE: 20200420 EFFECTIVENESS DATE: 20200420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATEL CAPITAL EQUIPMENT FUND IX LLC CENTRAL INDEX KEY: 0001125264 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 943375584 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-50210 FILM NUMBER: 20801425 BUSINESS ADDRESS: STREET 1: THE TRANSAMERICA PYRAMID STREET 2: 600 MONTGOMERY STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4159898800 MAIL ADDRESS: STREET 1: THE TRANSAMERICA PYRAMID STREET 2: 600 MONTGOMERY STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 15-12G 1 tm2016288d1_1512g.htm FORM 15-12G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS

13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number 000-50210

 

ATEL Capital Equipment Fund IX, LLC

(Exact name of registrant as specified in its charter)

 

600 Montgomery Street, 9 th Floor, San Francisco, CA 94111             (415) 989-8800

(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)

 

Units of Limited Liability Company Interest

(Title of each class of securities covered by this Form)

 

None

(Title of all other classes of securities for which a duty to file reports

under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

  Rule 12g-4(a)(1) x
  Rule 12g-4(a)(2) ¨
  Rule 12h-3(b)(1)(i) x
  Rule 12h-3(b)(1)(ii) ¨
  Rule 15d-6 ¨
  Rule 15d-22(b) ¨

 

Approximate number of holders of record as of the certification or notice date: 1

 

Pursuant to the requirements of the Securities Exchange Act of 1934 ATEL Capital Equipment Fund IX, LLC has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

DATE: December 31, 2019 By: /s/ SAMUEL SCHUSSLER
  Name: Samuel Schussler
  Title:

Senior Vice President and Chief Accounting Officer

of ATEL Financial Services, LLC, Managing Member

 

Instruction: This form is required by Rules 12g-4, 12h-3, 15d-6 and 15d-22 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.