-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OUZHp4gjf8VuBoHwTED1hXO56fruXDkhvNzXO6wlnKMU19ip6+gkWcrbwfiANK9C C1mc1DFayxGKhRy9ev0qHQ== 0001011723-06-000140.txt : 20060814 0001011723-06-000140.hdr.sgml : 20060814 20060814121438 ACCESSION NUMBER: 0001011723-06-000140 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060814 DATE AS OF CHANGE: 20060814 EFFECTIVENESS DATE: 20060814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATEL CAPITAL EQUIPMENT FUND IX LLC CENTRAL INDEX KEY: 0001125264 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 943375584 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-50210 FILM NUMBER: 061028117 BUSINESS ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4159898800 MAIL ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 NT 10-Q 1 atel9nt10q.txt NOTIFICATION OF LATE FILING =============================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-50210 Cusip Number: N/A (CHECK ONE): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2006 If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A PART I. REGISTRANT INFORMATION ATEL CAPITAL EQUIPMENT FUND IX, LLC (Full Name of Registrant) Former Name if Applicable: N/A 600 California Street, 6th Floor, San Francisco, California 94108-2733 (Address of Principal Executive Office, Street and Number) (Zip Code) PART II. RULES 12b-25 (b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25 (b), the following should be completed. (Check box if appropriate) [ ] PART III. NARRATIVE State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. The Registrant cannot file the Quarterly Report on Form 10-Q for the period ended June 30, 2006 within the prescribed time period because the Company does not have all information necessary to complete the required financial reports by August 14, 2006. The Company will file the Quarterly Report on Form 10-Q for the period ended June 30, 2006 with completed financial statements as soon as practicable. PART IV. OTHER INFORMATION (1) The name and telephone number of the person to contact in regard to this notification is Mr. Pari Choksi at (415) 989-8800. (2) Have all other reports required under Section 13 or 15 (d) of the Securities and Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the Registrant was required to file such reports been filed? If answer is no, identify reports. / / Yes / X / No Quarterly Reports on Form 10-Q for the quarters ended September 30, 2005 and March 31, 2006, and Annual Report on Form 10-K for the year ended December 31, 2005. (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. / / Yes / X / No The Registrant, ATEL Capital Equipment Fund IX, LLC, has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Dated: August 10, 2006 ATEL Capital Equipment Fund IX, LLC By ATEL Financial Services, LLC, Manager of Registrant By: /s/ PARITOSH K. CHOKSI ------------------------------------------- Paritosh K. Choksi, Executive Vice President, Chief Financial Officer and Chief Operating Officer -----END PRIVACY-ENHANCED MESSAGE-----