-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T4U81FD1hxtOh9evtf00UbuqbuQxB10IOYjgB+WrwdFgoJMjfaro2gSCVSGqwxUy DZyXbLsHZZQwREp369indg== 0001011723-05-000136.txt : 20050801 0001011723-05-000136.hdr.sgml : 20050801 20050801151939 ACCESSION NUMBER: 0001011723-05-000136 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050731 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20050801 DATE AS OF CHANGE: 20050801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATEL CAPITAL EQUIPMENT FUND IX LLC CENTRAL INDEX KEY: 0001125264 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 943375584 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-50210 FILM NUMBER: 05988091 BUSINESS ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4159898800 MAIL ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 8-K 1 atelix8k73105.txt CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2005 ------------- ATEL Capital Equipment Fund IX, LLC - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) California 000-50210 94-3375584 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 600 California Street, 6th Floor, San Francisco, California 94108-2733 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (415) 989-8800 -------------- N/A ------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. (b) and (d) As of July 31, 2005, Donald Carpenter, the registrant's principal accounting officer, resigned as controller of ATEL Capital Group and its affiliates, including ATEL Financial Services, LLC, the managing member of the registrant, and has thereby resigned as the registrant's principal accounting officer. Paritosh K. Choksi, executive vice president, chief financial officer and chief operating officer of ATEL Capital Group, ATEL Financial Services, LLC and their affiliates, has assumed the office of principal accounting officer of the registrant effective July 31, 2005. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: August 1, 2005 ATEL Capital Equipment Fund IX, LLC By ATEL Financial Services, LLC, Manager of Registrant By: /s/ PARITOSH K. CHOKSI --------------------------------- Paritosh K. Choksi, Executive Vice President, Chief Financial Officer and Chief Operating Officer -----END PRIVACY-ENHANCED MESSAGE-----