0001127602-18-029264.txt : 20181003
0001127602-18-029264.hdr.sgml : 20181003
20181003094107
ACCESSION NUMBER: 0001127602-18-029264
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181003
DATE AS OF CHANGE: 20181003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEREZ ARNALDO
CENTRAL INDEX KEY: 0001248899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 181103856
MAIL ADDRESS:
STREET 1: 3655 NW 87TH AVE
STREET 2: C/O CARNIVAL CORP
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 23 8065 5000
MAIL ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-10-01
0001125259
CARNIVAL PLC
CUK
0001248899
PEREZ ARNALDO
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
General Counsel & Secretary
Trust Shares (beneficial Interest In Special Voting Share)
2018-10-01
4
S
0
6500
64.23
D
11806
I
The Arnaldo Perez Trust U/A/D 3/18/2014
Trust Shares (beneficial Interest In Special Voting Share)
2018-10-01
4
S
0
500
64.694
D
11306
I
The Arnaldo Perez Trust U/A/D 3/18/2014
Trust Shares (beneficial Interest In Special Voting Share)
23803.2132
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2018.
This transaction was executed in multiple trades at prices ranging from $63.63 to $64.62. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $64.67 to $64.73. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.
/s/ Arnaldo Perez
2018-10-03