0001127602-18-006305.txt : 20180215 0001127602-18-006305.hdr.sgml : 20180215 20180215150251 ACCESSION NUMBER: 0001127602-18-006305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thamm Michael Olaf CENTRAL INDEX KEY: 0001553147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 18617408 MAIL ADDRESS: STREET 1: COSTA CROCIERE SPA STREET 2: PIAZZA PICCAPIETRA, 48 CITY: GENOVA STATE: L6 ZIP: 16121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 100 HARBOUR PARADE STREET 2: CARNIVAL HOUSE CITY: SOUTHAMPTON SO15 1ST STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 23 8065 5000 MAIL ADDRESS: STREET 1: 100 HARBOUR PARADE STREET 2: CARNIVAL HOUSE CITY: SOUTHAMPTON SO15 1ST STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-13 0001125259 CARNIVAL PLC CUK 0001553147 Thamm Michael Olaf C/O CARNIVAL CORPORATION 3655 N.W. 87TH AVENUE MIAMI FL 33178 1 CEO - Costa Crociere Ordinary Shares 2018-02-13 4 A 0 12998 0 A 79187.461 D Ordinary Shares 2018-02-14 4 S 0 6543 67.5582 D 72644.461 D Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival plc 2014 Employee Share Plan. Each Performance RSU represents one share of Carnival plc ordinary shares. The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs. The transaction was conducted in British Pounds. The sale price of GBP48.6038 was converted into US$ at the February 14, 2018 conversion rate of GBP1 = USD1.39. /s/ Michael O. Thamm 2018-02-15