0001127602-18-006305.txt : 20180215
0001127602-18-006305.hdr.sgml : 20180215
20180215150251
ACCESSION NUMBER: 0001127602-18-006305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thamm Michael Olaf
CENTRAL INDEX KEY: 0001553147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 18617408
MAIL ADDRESS:
STREET 1: COSTA CROCIERE SPA
STREET 2: PIAZZA PICCAPIETRA, 48
CITY: GENOVA
STATE: L6
ZIP: 16121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 23 8065 5000
MAIL ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-13
0001125259
CARNIVAL PLC
CUK
0001553147
Thamm Michael Olaf
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
MIAMI
FL
33178
1
CEO - Costa Crociere
Ordinary Shares
2018-02-13
4
A
0
12998
0
A
79187.461
D
Ordinary Shares
2018-02-14
4
S
0
6543
67.5582
D
72644.461
D
Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival plc 2014 Employee Share Plan. Each Performance RSU represents one share of Carnival plc ordinary shares.
The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period.
Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs.
The transaction was conducted in British Pounds. The sale price of GBP48.6038 was converted into US$ at the February 14, 2018 conversion rate of GBP1 = USD1.39.
/s/ Michael O. Thamm
2018-02-15