-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ta/Nsl9guYEnm5TFn9WLB6r7ifxQ2wXoEXmqmclrmJai/1tWcodOb6pRl+wXabUe n1m/jFEseV5mhDuna18srg== 0001125259-03-000043.txt : 20031017 0001125259-03-000043.hdr.sgml : 20031017 20031017094033 ACCESSION NUMBER: 0001125259-03-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031016 FILED AS OF DATE: 20031017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAUNT IAN JEREMY CENTRAL INDEX KEY: 0001247950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 03944917 BUSINESS ADDRESS: STREET 1: 3655 NW 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33156 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVENUE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33180 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-16 0001125259 CARNIVAL PLC CUK 0001247950 GAUNT IAN JEREMY FLAT 9 61 CADOGAN SQUARE LONDON, ENGLAND SW1X 0HZ 0100Sr. Vice President - Int'lTrust Shares (beneficial interest in special voting share)2003-10-164M0600022.57A6000DTrust Shares (beneficial interest in special voting share)2003-10-164S0600034.64D0DStock Option (Right to Buy)22.572003-10-164M060000D2002-10-082011-10-08Trust Shares (beneficial interest in special voting share)600018000DRepresents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Represents stock options granted under the Carnival Corporation 1992 Stock Option Plan.The options vest ratably over five years beginning on the first anniversary of the grant date, October 8, 2001. Ian J. Gaunt2003-10-17 -----END PRIVACY-ENHANCED MESSAGE-----