-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pv/Il4OOK96oxzWaSPH1fPUX9ROqlej1LjD322KoDWZjgCLGPry6Fz8YQ6DMUL4r Ytl+j/yW3B0dpvpYZZ6PlQ== 0000950142-03-001464.txt : 20030829 0000950142-03-001464.hdr.sgml : 20030829 20030829151421 ACCESSION NUMBER: 0000950142-03-001464 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030821 FILED AS OF DATE: 20030829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ONEIL JOHN J CENTRAL INDEX KEY: 0001261796 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 03874062 MAIL ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019-6064 3 1 form3-jjoneil_cplcex.xml X0201 3 2003-08-21 0 0001125259 CARNIVAL PLC CUK 0001261796 ONEIL JOHN J 1285 AVE OF THE AMERICAS NEW YORK NY 10019-6064 0 0 0 1 See footnotes 3 and 4 below Ordinary Shares 0 D Trust Shares (beneficial interest in special voting share) 0 I See footnotes 3 and 4 below Represents trust shares (the "Trust Shares") of beneficial interests in the P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. The reporting person owns 100% of the capital stock of JJO Delaware, Inc., which is co-trustee of The Ted Arison 1992 Irrevocable Trust for Lin No. 2, The Ted Arison 1994 Irrevocable Trust for Shari No. 1 and The Shari Arison Guernsey Trust (the "Arison Trusts"). As a result, the reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose. The reporting person has no pecuniary interest in the securities held by the Arison Trusts and does not report ownership of such securities. John J. O'Neil 2003-08-28 -----END PRIVACY-ENHANCED MESSAGE-----