FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WARP TECHNOLOGY HOLDINGS INC [ WRPT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/15/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/15/2004 | S | 72,600 | D | $0.083 | 421,668 | D | |||
Common Stock | 06/15/2004 | S | 10,000 | D | $0.083 | 411,668 | D | |||
Common Stock | 06/15/2004 | S | 19,000 | D | $0.08 | 392,668 | D | |||
Common Stock | 06/15/2004 | S | 6,000 | D | $0.08 | 386,668 | D | |||
Common Stock | 06/15/2004 | S | 12,400 | D | $0.08 | 374,268 | D | |||
Common Stock | 39,542 | I | Owned by javX Productions Inc.(1) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $0.25 | 08/13/2004(2) | 01/13/2013 | Common Stock | 300,838 | 300,838 | D |
Explanation of Responses: |
1. Greg Parker owns 100% of the capital stock of javX Productions, Inc. and controls the investment decisions relating to the shares of WARP Technology Holdings, Inc. owned by javX Productions, Inc. |
2. On January 13, 2003, the board of directors of WARP Technology Holdings, Inc. granted Greg Parker 570,000 options to purchase shares of common stock under the terms and conditions of the company's 2002 Stock Incentive Plan. 190,000 of such options vested on January 13, 2004, the first anniversary of the date of grant, and thereafter, 15,834 options vest per month on the 13th day of that month. As of the date of this filing, 300,838 of Mr. Parker's stock options are exercisable, or will be exercisable within the following 60 days. All 570,000 of Mr. Parker's options shall be vested on the third anniversary of the date of grant. |
Gregory Parker | 06/17/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |