-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P66jzh8lhG8oRQp2kFjno97MWcSEmmGI5ALrLk73B61RiE2Qp6dTsn4MwCQlCSS3 WxPWvI9v18i6ALhmaLiZmw== 0000950123-07-007568.txt : 20070516 0000950123-07-007568.hdr.sgml : 20070516 20070516152412 ACCESSION NUMBER: 0000950123-07-007568 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070516 DATE AS OF CHANGE: 20070516 EFFECTIVENESS DATE: 20070516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Halo Technology Holdings, Inc. CENTRAL INDEX KEY: 0001125052 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880467845 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-33197 FILM NUMBER: 07857618 BUSINESS ADDRESS: STREET 1: 151 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (212) 962-9277 MAIL ADDRESS: STREET 1: 151 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: WARP TECHNOLOGY HOLDINGS INC DATE OF NAME CHANGE: 20021017 FORMER COMPANY: FORMER CONFORMED NAME: ABBOTT MINES LTD DATE OF NAME CHANGE: 20000927 NT 10-Q 1 y35215ntnt10vq.htm NOTICE OF LATE FILING NT 10-Q
 

     
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  SEC FILE NUMBER  
 
000-33197
 
     
  CUSIP NUMBER  
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
           
(Check one):   o  Form 10-K o  Form 20-F o  Form 11-K o  Form 10-Q þ  Form 10-D o  Form N-SAR o  Form N-CSR
 
          
 
  For Period Ended:   March 31, 2007
 
     
 
          
    o   Transition Report on Form 10-K  
 
          
    o   Transition Report on Form 20-F  
 
          
    o   Transition Report on Form 11-K  
 
          
    o   Transition Report on Form 10-Q  
 
          
    o   Transition Report on Form N-SAR  
 
          
 
  For the Transition Period Ended:    
 
       

Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I — REGISTRANT INFORMATION
Halo Technology Holdings, Inc.
 
Full Name of Registrant
 
Former Name if Applicable

200 Railroad Avenue
 
Address of Principal Executive Office (Street and Number)
Greenwich, Connecticut 06830
 
City, State and Zip Code
PART II — RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
           
þ
    (a)   The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
       
    (b)   The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
       
      (c)   The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
PART III — NARRATIVE
State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR or the transition report or portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.)

The Company is unable to file its Quarterly Report on Form 10-QSB for the fiscal quarter ended March 31, 2007 (the “Form 10-QSB”) by the May 15, 2007 deadline. Due to recent and pending transactions, as well as changes in financial reporting personnel, the Company needs additional time to complete the presentation of its financial information to be included in the Form 10-QSB.

SEC 1344 (03-05)   Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

(Attach extra Sheets if Needed)
PART IV — OTHER INFORMATION
(1)   Name and telephone number of person to contact in regard to this notification
         
Ernest Mysogland    (203)    422-2950 
(Name)
   (Area Code)   (Telephone Number)
(2)   Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
    Yes þ     No o
 
(3)   Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
    Yes þ     No o
 
 
    If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 
 
     The Registrant anticipates that there will be a significant change in the results of operations for the fiscal quarter ended March 31, 2007 compared with the fiscal quarter ended March 31, 2006 primarily due to the Registrant’s sale of its Gupta subsidiary. The Registrant estimates that its consolidated results of operations will show the following:
                 
    Quarter Ended     Quarter Ended  
    March 31, 2007     March 31, 2006  
Revenues (1)
   $ 3,940,380     $ 2,942,278  
Net Income (Loss) Attributable to Common Stockholders (2)
   $ (4,008,116 )   $ (2,256,858 )
     (1) Revenues for the fiscal quarter ended March 31, 2006 does not include the results of discontinued operations. For the fiscal quarter ended March 31, 2006, the Registrant had reported Revenues of $8,207,542 in its Quarterly Report on Form 10-QSB/A for such period filed October 11, 2006. As will be discussed in the Form 10-QSB, as a result of the plan to sell the Company’s Empagio subsidiary, certain reclassifications have been made to the March 31, 2006 financial statements to conform to the current presentation. Empagio’s results of operations will be shown as income (loss) from discontinued operations on the Consolidated Statements of Operations.
     (2) The loss for the quarter ended March 31, 2007 includes approximately $3.6 million of loss from the disposition of Gupta recorded in such quarter.
Halo Technology Holdings, Inc. 
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
             
Date
  May 15, 2007   By   /s/ Ernest Mysogland
 
           
 
      Name:   Ernest Mysogland
 
      Title   Executive Vice President

 

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