0001104659-24-060285.txt : 20240513 0001104659-24-060285.hdr.sgml : 20240513 20240513093324 ACCESSION NUMBER: 0001104659-24-060285 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240417 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YUNG MICHAEL CENTRAL INDEX KEY: 0001124866 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41414 FILM NUMBER: 24937197 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX MOTOR INC. CENTRAL INDEX KEY: 0001879848 STANDARD INDUSTRIAL CLASSIFICATION: TRUCK & BUS BODIES [3713] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 401 SOUTH DOUBLEDAY AVENUE CITY: ONTARIO STATE: CA ZIP: 91761 BUSINESS PHONE: 909-987-0815 MAIL ADDRESS: STREET 1: 401 SOUTH DOUBLEDAY AVENUE CITY: ONTARIO STATE: CA ZIP: 91761 3 1 tm2412397-2_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2024-04-17 0 0001879848 PHOENIX MOTOR INC. PEV 0001124866 YUNG MICHAEL C/O PHOENIX MOTOR INC. 1500 LAKEVIEW LOOP ANAHEIM CA 92807 0 1 0 0 Chief Financial Officer Option (Right to Buy) 0.70 2034-04-17 Common Stock 200000 D The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on each of the first, second, third and fourth anniversary of April 17, 2024. By: /s/ Michael Yung 2024-05-13