-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JzYNV11VJVxLVRhigPony0XW7hySg8dS43kZ7CxIz1gjDkuRXRVxjEBM/3laOg1Q LivYXlCCjNMdGI4PW7Nzww== 0001140361-08-023582.txt : 20081022 0001140361-08-023582.hdr.sgml : 20081022 20081022124258 ACCESSION NUMBER: 0001140361-08-023582 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20081022 DATE AS OF CHANGE: 20081022 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: UNION TRANSPORT HOLDINGS INC CENTRAL INDEX KEY: 0001173684 RELATIONSHIP: OFFICER IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 9 COLUMBUS CENTRE PELICAN DR STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UTi WORLDWIDE INC CENTRAL INDEX KEY: 0001124827 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-31869 FILM NUMBER: 081134885 BUSINESS ADDRESS: STREET 1: C/O UTI, SERVICES, INC. STREET 2: 100 OCEANGATE, SUITE 1500 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-552-9400 MAIL ADDRESS: STREET 1: C/O UTI, SERVICES, INC. STREET 2: 100 OCEANGATE, SUITE 1500 CITY: LONG BEACH STATE: CA ZIP: 90802 FORMER COMPANY: FORMER CONFORMED NAME: c/o UTi, Services, Inc. DATE OF NAME CHANGE: 20040917 FORMER COMPANY: FORMER CONFORMED NAME: UTI WORLDWIDE INC DATE OF NAME CHANGE: 20000926 144 1 form144.htm FORM 144 Form 144: Notice of Proposed Sale of Securities
UNITED STATES
OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION
OMB Number:
3235-0101
Washington, D.C. 20549
Expires:
December 31, 2009
 
Estimated average burden
FORM 144
hours per response
2.00
NOTICE OF PROPOSED SALE OF SECURITIES
SEC USE ONLY
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
DOCUMENT SEQUENCE NO.
  
 
CUSIP NUMBER
ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
 
  
1 (a) NAME OF ISSUER (Please type or print)
(b) IRS IDENT. NO.
(c) S.E.C. FILE NO
WORK LOCATION
 UTi WORLDWIDE INC 00-0000000 000-31869 
1 (d) ADDRESS OF ISSUER
 STREET 
CITY
STATE
ZIP CODE
(e) TELEPHONE NO
  9 Columbus Center, Pelican Drive, Road town 
 Tortola, British Virgin Islands
  
 310-604-3311
  
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD 
(b) RELATIONSHIP TO ISSUER
(c) ADDRESS STREET 
CITY
STATE
ZIP CODE
 Union Transport Holdings Inc.  
Affiliate
 Att: M. Lagesse Fiduciaire Nationale Sarl, 2 rue de l'Avenir 
Luxembourg 
 
L-1147


INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 
3 (a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
Title of the
 
 
Number of Shares
Aggregate
Number of Shares
Approximate
Name of Each
Class of
Name and Address of Each Broker Through Whom the
Broker-Dealer
or Other Units
Market
or Other Units
Date of Sale
Securities
Securities To Be Sold
Securities are to be Offered or Each Market Maker
File Number
To Be Sold
Value
Outstanding
(See instr. 3(f))
Exchange
 
who is Acquiring the Securities
 
(See instr. 3(c))
(See instr. 3(d))
(See instr. 3(e))
(MO.  DAY  YR.)
(See instr. 3(g))
Common Stock
Credit Suisse Securities (USA) LLC
11 Madison Avenue
New York, NY 10010 
 
  2,740,800
  31,272,528
  99,781,993
  10/22/2008
  NASDAQ
 
INSTRUCTIONS:
 
 
 
 
1.
(a)
Name of issuer
 
3.
(a)
Title of the class of securities to be sold
 
(b)
Issuer’s I.R.S. Identification Number
  
(b)
Name and address of each broker through whom the securities are intended to be sold
 
(c)
Issuer’s S.E.C. file number, if any
  
(c)
Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
(d)
Issuer’s address, including zip code
  
(d)
Aggregate market value of the securities to be sold as of a specified date within 10 days prior to filing of this notice
 
(e)
Issuer’s telephone number, including area code
  
(e)
Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
       
(f)
Approximate date on which the securities are to be sold
2.
(a)
Name of person for whose account the securities are to be sold
  
(g)
Name of each securities exchange, if any, on which the securities are intended to be sold
 
(b)
Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
  
 
 
 
(c)
Such person’s address, including zip code
    
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (02-08)
 
 
TABLE I — SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
 
Title of
the Class
Date you
Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment
Nature of Payment
Common Stock
2/1/1995
Issuer
2,740,800
2/1/1995
Cash


INSTRUCTIONS:
 
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.


Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of
Securities Sold
Gross Proceeds
Union Transport Holdings Inc.
Fiduciaire Nationale Sarl
2 rue de l'Avenir
Luxembourg L-1147 
UTi Worldwide Inc. Common Stock
  (2)   (2)   (2)
PTR Holdings Inc.
Fiduciaire Nationale Sarl
2 rue de l'Avenir
Luxembourg L-1147 
UTi Worldwide Inc. Common Stock
  (2)   (2)   (2)

REMARKS:

 

 
 
INSTRUCTIONS:
 
ATTENTION:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.




 
October  22,  2008
  /s/ Ian Whitecourt, Director 
 
DATE OF NOTICE
  
(SIGNATURE)
 
 
   
 
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one
copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
 
June  24,  2008
  /s/ Marc Lagesse, Secretary 
 
DATE OF NOTICE
  
(SIGNATURE)
 
 
   
 
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one
copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.


  ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
 
SEC 1147 (02-08)
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
 
 
 
   
Union Transport Holdings, Inc.
   
         
Date of Sale
 
Amount of Securities Sold
 
Gross Proceeds
         
10/21/2008
 
11,000
 
$127,697.00
10/20/2008
 
10,000
 
$115,282.00
10/17/2008
 
10,000
 
$112,462.00
10/16/2008
 
10,000
 
$110,565.00
10/15/2008
 
10,000
 
$113,846.00
10/14/2008
 
21,500
 
$272,384.00
10/13/2008
 
60,000
 
$723,769.00
10/10/2008
 
21,315
 
$237,481.00
10/09/2008
 
20,000
 
$251,338.00
10/08/2008
 
30,000
 
$384,093.00
10/07/2008
 
15,000
 
$197,461.00
10/06/2008
 
25,000
 
$336,143.00
10/03/2008
 
20,000
 
$303,588.00
10/01/2008
 
20,000
 
$333,528.00
09/30/2008
 
50,000
 
$832,790.00
09/29/2008
 
15,000
 
$237,835.00
09/26/2008
 
30,000
 
$513,795.00
09/25/2008
 
25,000
 
$450,204.00
09/24/2008
 
25,414
 
$455,955.00
09/23/2008
 
40,000
 
$747,423.00
09/22/2008
 
49,100
 
$934,431.00
09/19/2008
 
21,200
 
$415,998.00
09/18/2008
 
20,000
 
$369,347.00
09/17/2008
 
20,000
 
$385,425.00
09/16/2008
 
30,000
 
$590,027.00
09/15/2008
 
37,872
 
$756,958.00
09/12/2008
 
50,000
 
$997,874.00
09/11/2008
 
50,000
 
$991,834.00
09/10/2008
 
30,000
 
$594,692.00
09/09/2008
 
30,000
 
$601,610.00
09/08/2008
 
50,000
 
$1,005,324.00
09/05/2008
 
100,000
 
$1,991,108.00
09/04/2008
 
110,000
 
$2,225,980.00
09/03/2008
 
30,000
 
$600,596.00
09/02/2008
 
70,000
 
$1,427,907.00
08/29/2008
 
30,000
 
$598,010.00
08/28/2008
 
100,000
 
1,987,888.00
08/27/2008
 
80,000
 
$1,500,215.00
08/26/2008
 
70,000
 
$1,272,256.00
08/25/2008
 
50,000
 
$899,364.00
 
 

 
   
PTR Holdings Inc.
   
         
         
Date of Sale
 
Amount of Securities Sold
 
Gross Proceeds
         
         
08/22/2008
 
100,000
 
$1,815,499.00
08/21/2008
 
25,000
 
$441,155.00
08/20/2008
 
40,000
 
$714,931.00
08/19/2008
 
10,000
 
$178,592.00
08/18/2008
 
35,000
 
$634,549.00
08/15/2008
 
70,000
 
$1,258,487.00
08/14/2008
 
40,000
 
$707,868.00
08/13/2008
 
37,363
 
$656,878.00
08/12/2008
 
30,000
 
$523,620.00
08/11/2008
 
30,000
 
$536,222.00
08/08/2008
 
80,000
 
$1,444,119.00
08/07/2008
 
55,300
 
$977,681.00
08/06/2008
 
55,000
 
$964,562.00
08/05/2008
 
103,900
 
$1,849,721.00
08/04/2008
 
30,000
 
$520,359.00
08/01/2008
 
16,704
 
$298,492.00
07/31/2008
 
22,393
 
$407,563.00
07/30/2008
 
8,300
 
$154,634.00
07/29/2008
 
31,432
 
$584,330.00
07/28/2008
 
15,000
 
$279,832.00
07/25/2008
 
30,000
 
$556,775.00
07/23/2008
 
15,000
 
$290,581.00
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