0001493152-23-013686.txt : 20230426 0001493152-23-013686.hdr.sgml : 20230426 20230426164511 ACCESSION NUMBER: 0001493152-23-013686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230425 FILED AS OF DATE: 20230426 DATE AS OF CHANGE: 20230426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN THOMAS SCOTT CENTRAL INDEX KEY: 0001124803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35447 FILM NUMBER: 23850436 MAIL ADDRESS: STREET 1: 535 MADISON AVE., 12TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Electrum Group LLC CENTRAL INDEX KEY: 0001565641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35447 FILM NUMBER: 23850435 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-365-1600 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESOF GP Ltd. CENTRAL INDEX KEY: 0001663180 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35447 FILM NUMBER: 23850434 BUSINESS ADDRESS: STREET 1: C/O THE ELECTRUM GROUP LLC STREET 2: 700 MADISON AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (646) 365-1600 MAIL ADDRESS: STREET 1: C/O THE ELECTRUM GROUP LLC STREET 2: 700 MADISON AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Electrum Strategic Opportunities Fund L.P. CENTRAL INDEX KEY: 0001637981 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35447 FILM NUMBER: 23850437 BUSINESS ADDRESS: STREET 1: C/O THE ELECTRUM GROUP LLC STREET 2: 700 MADISON AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (646) 365-1600 MAIL ADDRESS: STREET 1: C/O THE ELECTRUM GROUP LLC STREET 2: 700 MADISON AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trilogy Metals Inc. CENTRAL INDEX KEY: 0001543418 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: SUITE 1150, 609 GRANVILLE STREET CITY: VANCOUVER STATE: A1 ZIP: V7Y 1G5 BUSINESS PHONE: (604) 638-8088 MAIL ADDRESS: STREET 1: SUITE 1150, 609 GRANVILLE STREET CITY: VANCOUVER STATE: A1 ZIP: V7Y 1G5 FORMER COMPANY: FORMER CONFORMED NAME: NovaCopper Inc. DATE OF NAME CHANGE: 20120228 4 1 ownership.xml X0407 4 2023-04-25 0 0001543418 Trilogy Metals Inc. TMQ 0001637981 Electrum Strategic Opportunities Fund L.P. 600 FIFTH AVENUE, 24TH FLOOR NEW YORK NY 10020 0 0 1 0 0001124803 KAPLAN THOMAS SCOTT 600 FIFTH AVENUE, 24TH FLOOR NEW YORK NY 10020 0 0 1 0 0001565641 Electrum Group LLC 600 FIFTH AVENUE, 24TH FLOOR NEW YORK NY 10020 0 0 1 0 0001663180 ESOF GP Ltd. 600 FIFTH AVENUE, 24TH FLOOR NEW YORK NY 10020 0 0 1 0 0 Common Shares 2023-04-25 4 P 0 2181818 0.55 A 31604741 I By Electrum Strategic Opportunities Fund L.P. On April 25, 2023, Electrum Strategic Opportunities Fund L.P. ("ESOF") acquired 2,181,818 of the Issuer's Common Shares for an aggregate purchase price of $1,199,999.90 or $0.55 per Common Share. ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. In accordance with 4(b)(iv) of the Form 4 instructions, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. ELECTRUM STRATEGIC OPPORTUNITIES FUND L.P. By: /s/ Michael H. Williams, Authorized Person 2023-04-26 THE ELECTRUM GROUP LLC By: /s/ Michael H. Williams, Authorized Person 2023-04-26 ESOF GP LTD. By: /s/ Michael H. Williams, Authorized Person 2023-04-26 THOMAS KAPLAN /s/ Thomas Scott Kaplan 2023-04-26