0001493152-20-022809.txt : 20201202
0001493152-20-022809.hdr.sgml : 20201202
20201202120536
ACCESSION NUMBER: 0001493152-20-022809
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201201
FILED AS OF DATE: 20201202
DATE AS OF CHANGE: 20201202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPLAN THOMAS SCOTT
CENTRAL INDEX KEY: 0001124803
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31913
FILM NUMBER: 201362921
MAIL ADDRESS:
STREET 1: 535 MADISON AVE., 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC
CENTRAL INDEX KEY: 0001173420
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 201 SOUTH MAIN
STREET 2: SUITE 400
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
BUSINESS PHONE: 801-449-9328
MAIL ADDRESS:
STREET 1: 201 SOUTH MAIN
STREET 2: SUITE 400
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
4
1
ownership.xml
X0306
4
2020-12-01
0
0001173420
NOVAGOLD RESOURCES INC
NG
0001124803
KAPLAN THOMAS SCOTT
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Deferred Share Unit
2020-12-01
4
A
0
1070.697
0
A
Common Shares
1070.697
73086.83
D
Stock Option (right to buy)
9.96
2020-12-01
4
A
0
35200
0
A
2025-11-30
Common Shares
35200
35200
D
Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.
The options vest as follows: 1/3 on Dec. 1, 2021, 1/3 on Dec. 1, 2022, 1/3 on Dec. 1, 2023.
/s/ Thomas S. Kaplan
2020-12-02