0001209191-20-037428.txt : 20200617 0001209191-20-037428.hdr.sgml : 20200617 20200617193105 ACCESSION NUMBER: 0001209191-20-037428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200615 FILED AS OF DATE: 20200617 DATE AS OF CHANGE: 20200617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POONEN SANJAY CENTRAL INDEX KEY: 0001231873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 20970908 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-15 0 0001124610 VMWARE, INC. VMW 0001231873 POONEN SANJAY 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 COO, Customer Operations Class A Common Stock 2020-06-15 4 M 0 32500 72.79 A 261016 D Class A Common Stock 2020-06-15 4 S 0 17930 133.12 D 243086 D Class A Common Stock 2020-06-15 4 S 0 14570 133.62 D 228516 D Stock Option (right-to-buy) 72.79 2020-06-15 4 M 0 32500 0.00 D 2020-09-13 Class A Common Stock 32500 33481 D The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $132.41 through $133.40. Price represents weighted average for sales reported. The range of prices for the sales reported is $133.41 through $134.21. The option is fully vested. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Larry Wainblat, attorney-in-fact 2020-06-17