0001209191-19-055363.txt : 20191105 0001209191-19-055363.hdr.sgml : 20191105 20191105200001 ACCESSION NUMBER: 0001209191-19-055363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAMASWAMI RAJIV CENTRAL INDEX KEY: 0001483009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 191194792 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-01 0 0001124610 VMWARE, INC. VMW 0001483009 RAMASWAMI RAJIV 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 COO, Products & Cloud Services Class A Common Stock 2019-11-01 4 F 0 14615 163.06 D 123612 D Class A Common Stock 2019-11-04 4 S 0 8238 163.22 D 115374 D Class A Common Stock 2019-11-04 4 S 0 6424 163.99 D 108950 D Class A Common Stock 2019-11-04 4 S 0 200 164.73 D 108750 D Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $162.67 through $163.64. Price represents weighted average for sales reported. The range of prices for the sales reported is $163.67 through $164.50. Price represents weighted average for sales reported. The range of prices for the sales reported is $164.71 through $164.74. The sales transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. /s/ Larry Wainblat, attorney-in-fact 2019-11-05