0001209191-19-039374.txt : 20190627 0001209191-19-039374.hdr.sgml : 20190627 20190627192232 ACCESSION NUMBER: 0001209191-19-039374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190625 FILED AS OF DATE: 20190627 DATE AS OF CHANGE: 20190627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bates Anthony John CENTRAL INDEX KEY: 0001580378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 19926915 MAIL ADDRESS: STREET 1: 788 DIXON WAY CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-25 0 0001124610 VMWARE, INC. VMW 0001580378 Bates Anthony John 3401 HILLVIEW AVENUE PALO ALTO CA 94304 1 0 0 0 Class A Common Stock 2019-06-25 4 A 0 1340 0.00 A 12540 D Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. Includes ten shares previously owned and inadvertently omitted from the Form 3 filed by the reporting person on February 17, 2016. Larry Wainblat, attorney-in-fact 2019-06-27