0001209191-19-003817.txt : 20190115 0001209191-19-003817.hdr.sgml : 20190115 20190115194950 ACCESSION NUMBER: 0001209191-19-003817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190111 FILED AS OF DATE: 20190115 DATE AS OF CHANGE: 20190115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carli Maurizio CENTRAL INDEX KEY: 0001451517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 19527966 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-11 0 0001124610 VMWARE, INC. VMW 0001451517 Carli Maurizio 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 EVP Worldwide Sales & Services Class A Common Stock 2019-01-11 4 S 0 34859 146.74 D 80922 D Class A Common Stock 2019-01-11 4 S 0 1989 147.58 D 78933 D The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $146.50 through $147.39. Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. Price represents weighted average for sales reported. The range of prices for the sales reported is $147.52 through $147.66. Larry Wainblat, attorney-in-fact 2019-01-15