0001181431-11-042467.txt : 20110726
0001181431-11-042467.hdr.sgml : 20110726
20110726180435
ACCESSION NUMBER: 0001181431-11-042467
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110722
FILED AS OF DATE: 20110726
DATE AS OF CHANGE: 20110726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eschenbach Carl M.
CENTRAL INDEX KEY: 0001409324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33622
FILM NUMBER: 11988286
MAIL ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VMWARE, INC.
CENTRAL INDEX KEY: 0001124610
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943292913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 427-5000
MAIL ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: VMWARE INC
DATE OF NAME CHANGE: 20000923
4
1
rrd318311.xml
FORM 4
X0303
4
2011-07-22
0
0001124610
VMWARE, INC.
VMW
0001409324
Eschenbach Carl M.
3401 HILLVIEW AVE.
PALO ALTO
CA
94304
0
1
0
0
Co-President, Customer Ops
Class A Common Stock
2011-07-22
4
M
0
14584
23.00
A
0
D
Class A Common Stock
2011-07-22
4
M
0
3125
30.80
A
0
D
Class A Common Stock
2011-07-22
4
M
0
15290
21.87
A
0
D
Class A Common Stock
2011-07-22
4
S
0
32999
107.01
D
99103
D
Employee Stock Option (right-to-buy)
23.00
2011-07-22
4
M
0
14584
0
D
2013-06-08
Class A Common Stock
14584
0
D
Employee Stock Option (right-to-buy)
30.80
2011-07-22
4
M
0
3125
0
D
2015-06-15
Class A Common Stock
3215
23959
D
Employee Stock Option (right-to-buy)
21.87
2011-07-22
4
M
0
15290
0
D
2016-05-03
Class A Common Stock
15290
0
D
Price represents weighted average for sales reported. The range of prices for the sales reported is $107.00 through $107.03.
The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing a right to purchase a total of 350,000 shares of Class A Common stock, became exercisable with respect to 25% of the shares on June 8, 2008. Thereafter, the remaining 75% of the option vested in equal monthly installments over three years.
This option, representing a right to purchase 50,000 shares of Class A Common Stock, became exercisable as to 25% of the shares on June 1, 2010. Thereafter, the remaining 75% of the option vests in equal monthly installments over three years.
The option, representing a right to purchase a total of 61,158 shares of Class A Common stock, became exercisable with respect to 25% of the shares on May 3, 2008. Thereafter, the remaining 75% of the option vested in equal monthly installments over three years.
/s/ Larry Wainblat, attorney-in-fact
2011-07-26