-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NNpxSglYFckqvLa8V0b2hWv6x/EkY13NzXJqqQnGaP4crrXeTQAt30TyL7uliOeW 2apmufqeig95nTs6rCWW9g== 0001144204-10-055589.txt : 20101026 0001144204-10-055589.hdr.sgml : 20101026 20101026172246 ACCESSION NUMBER: 0001144204-10-055589 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101022 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20101026 DATE AS OF CHANGE: 20101026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RESPONSE GENETICS INC CENTRAL INDEX KEY: 0001124608 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33509 FILM NUMBER: 101142962 BUSINESS ADDRESS: STREET 1: 1640 MARENGO ST., STREET 2: 6TH FLOOR CITY: LOS ANGELES, STATE: CA ZIP: 90033 BUSINESS PHONE: (323) 224-3900 MAIL ADDRESS: STREET 1: 1640 MARENGO ST., STREET 2: 6TH FLOOR CITY: LOS ANGELES, STATE: CA ZIP: 90033 8-K 1 v199960_8k.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):    October 22, 2010

     RESPONSE GENETICS, INC.     
(Exact name of registrant as specified in its charter)

Delaware
000-1124608
11-3525548
(State or other
(Commission File
(IRS Employer
jurisdiction of
Number)
Identification No.)
incorporation)
   


1640 Marengo St., 6th Floor
Los Angeles, California 90033
(323) 224-3900
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)


Not Applicable
(Former name or former address, if changed since last report)

 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
ITEM 5.02.  Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
 
On October 26, 2010, Response Genetics, Inc. (the “Company”) announced the departure of Michael McNulty, the Company’s Chief Operating Officer.
 
Pursuant to Mr. McNulty’s employment agreement with the Company, dated June 2, 2010, and filed as Exhibit 10.1 to the Company’s report on Form 8-K on June 10, 2010, Mr. McNulty will not be required to report to the Company effective October 22, 2010 and will continue to receive his salary through January 22, 2011.  In addition, Mr. McNulty will receive accrued holiday pay through such date.
 
Following his departure, Mr. McNulty will be subject to the non-interference and confidentiality provisions of his employment agreement.
 
During this transition period, Christine Meda, a consultant for the Company, will continue to coordinate business development efforts and operational oversight.
 
Item 9.01. Financial Statements and Exhibits

(d)           The following exhibits are being filed with this report
 
Exhibit Number
Document Description
   
99.1
Copy of the Company’s Press Release, issued October 26, 2010
 
- 2 - -


 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
RESPONSE GENETICS, INC.
     
     
Dated: October 26, 2010
By:
/s/ Kathleen Danenberg                            
  Name:
Kathleen Danenberg
 
Title:
President and Chief Executive Officer

- 3 - -

EX-99.1 2 v199960_ex99-1.htm
Exhibit 99.1

 
FOR IMMEDIATE RELEASE

Investor Relations Contact:
Media Relations Contact:
Peter Rahmer
Barry Sudbeck
Trout Group
Fleishman-Hillard
646-272-8526
415-318-4261

Response Genetics, Inc. Announces Departure of Chief Operating Officer

LOS ANGELES, October 26, 2010 — Response Genetics, Inc. (Nasdaq: RGDX), a company focused on the development and commercialization of molecular diagnostic tests for cancer, announced today the departure of Michael B. McNulty as the Company’s chief operating officer.

During this transition period, Christine Meda, a consultant for the Company, formerly from Roche Diagnostics, with extensive knowledge of the Company and the diagnostics industry, will continue to coordinate business development and commercialization efforts of the Company’s diagnostics.

“We have an operating structure that will continue to oversee our existing activities and our consultant, Christine Meda, will make this transition seamless” said Kathleen Danenberg, President and Chief Executive Officer.


– more –
 
 
 

 

About Response Genetics, Inc.

Response Genetics Inc. (“RGI”) is focused on the development and sale of molecular diagnostic tests for cancer. RGI’s technologies enable extraction and analysis of genetic information from genes derived from tumor samples stored as formalin-fixed and paraffin-embedded specimens. In addition to diagnostic testing services, the Company generates revenue from the sales of its proprietary analytical pharmacogenomic testing services of clinical trial specimens to the pharmaceutical industry. RGI was founded in 1999 and its principal headquarters are located in Los Angeles, California. For more information, please visit www.responsegenetics.com.

Forward-Looking Statement Notice

Except for the historical information contained herein, this press release and the statements of representatives of RGI related thereto contain or may contain, among other things, certain forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995.

Such forward-looking statements involve significant risks and uncertainties. Such statements may include, without limitation, statements with respect to the Company’s plans, objectives, projections, expectations and intentions, such as the ability of the Company  to continue to maintain its growth, the ability of the Company to successfully integrate the roles of operations, strategy and business development, , and other statements identified by words such as “projects,” “may,” “could,” “would,” “should,” “believes,” “expects,” “anticipates,” “estimates,” “intends,” “plans” or similar expressions.

These statements are based upon the current beliefs and expectations of the Company’s management and are subject to significant risks and uncertainties, including those detailed in the Company’s filings with the Securities and Exchange Commission. Actual results, including, without limitation, actual sales results, if any, or the application of funds, may differ from those set forth in the forward-looking statements. These forward-looking statements involve certain risks and uncertainties that are subject to change based on various factors (many of which are beyond the Company’s control). The Company undertakes no obligation to publicly update forward-looking statements, whether because of new information, future events or otherwise, except as required by law.


###
 
 
Page 2 of 2

 
-----END PRIVACY-ENHANCED MESSAGE-----